BROWN bROTHERS hARRIMAN
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2008 | |||
| PowerShares | US | EF | N/A |
| 2007 | |||
| Industrial & Commercial Bank of China | China | GC, FS | N/A |
| Genesis Asset Managers | Luxembourg | GC, FA, TA | USD4,500 |
| United States Natural Gas Fund | US | GC, CM, FA, TA | N/A |
| Bank of Tokyo-Mitsubishi UFJ | LUX | IT | N/A |
| 2006 | |||
| Charles Schwab Investment Management | US | GC, SL | N/A |
| United States Oil Fund | US | GC, FA, TA | N/A |
| Industrial and Commercial Bank of China | CHI | GC, FA | N/A |
| 2005 | |||
| Bjurman, Barry & Associates | US | GC, SL | N/A |
| 2004 | |||
| The France Growth Fund | US | $100 | |
| Pension Fund of Commerce | ICE | $1,800 | |
| Taiwan Greater China Fund | US | N/A | |
| 2003 | |||
| STI Classic Funds | US | 25,000 | |
| Touchstone Investments | US | 1,200 | |
| Janus | US | 5,100 | |
| Merrill Lynch Global Selects Portfolio | Global | N/A | |
| Heartland Funds | US | $1,900 | |
| 2001 | |||
| Foreign & Colonial Management | UK | N/A | |
| SEI Global Master Fund | IRE | USD1,400 |
| DATE | FROM | JOB TITLE | LOCATION | |
| Nicole Best | October 2008 | Heartland | SVP | US |
| Gerd Rautenberg | August 2008 | Société Générale | Head of transfer agency | Luxembourg |
| Jeffrey O’Neill | July 2008 | K Capital Partners | Head of global trading | US |
| Thomas Poppey | July 2008 | State Street | Head of relationship management, Americas | US |
| Andrew Pettit | July 2008 | Deutsche Bank | Head of global business development | US |
| Daniel McGuiggin | July 2008 | State Street | Head of US trading | US |
| Richard Fodder | July 2007 | JPMorgan | Head of investor services, London | UK |
| Sébastien Chaker | January 07 | Euroclear | Head of funds solutions sales, Europe | UK |
| Simon Cleary | November 06 | SWIFT | Head of fund solutions, Europe | UK |
| Peter Poulin | August 06 | IBM Global Business Services | Head of fund administration services, Americas | US |
| L J Jia | May 06 | American Express | Country head, China | China |
| Marc Chandler | October 05 | HSBC | Global head, currency strategy | US |
| William Locke | May 05 | State Street | VP, securities lending client service | US |
| Crossan Barnes | May 05 | State Street | Regional sales manager | US |
| Meg Browne | November 04 | HSBC | Int'l strategist, FX | US |
| Keith Haberlin | August 04 | SWIFT | European sales head, Infomediary | UK |
| Joyce Dardonis | May 04 | State Street | Head of US sec. lending sales | US |
| Daniel Genoud | February 04 | State Street | MD, Zurich | Switzerland |
| Ciaran McNamee | September 03 | HSBC | European securities lending | UK |
| William Condé | June 03 | Linklaters | Director, trustee & depositary services | UK |
| Stephanie De Sisto | January 03 | Aetna Mutual Funds | Head of fund acctg & admin. | US |
| David Bilbé | January 02 | State Street | Head, UK investor services | UK |
| William Rosensweig | November 01 | KPMG Consulting | Client implementation and support, Infomediary | UK |
| Henry Wilkes | October 00 | Bank Julius Baer | Head of European sales and marketing, FX | UK |
| Sean Pairceir | October 00 | Chase | MD, fund admin. services | Ireland |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| MAY 04 | BBH Infomediary | Syllog | Acquisition by BBH | N/D |
| CLIENT | DATE | LOCATION | SERVICES |
| 2008 |
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23OCT08: Nicole Best joins BBH |
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08AUG08: Gerd Rautenberg joins BBH as global head of transfer agency |
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16JUL08: BBH adds four seniors to securities lending team |
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20MAR08: BBH wins PowerShares India ETF mandate |
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06FEB08: Bill Tyree steps up to head investor services in Brown Brothers reorganisation |
| 2007 |
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19NOV07: State Street hires Caroline Carmichael from BBH |
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12NOV07: Digger Donahue to become managing partner at BBH |
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12NOV07: ICBC selects BBH for third Bank of China QDII fund |
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31OCT07: JPMorgan hires Tim Peters to head MENA business development |
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08OCT07: Brown Brothers and Omgeo link services for trade processing |
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05JUL07: Fodder joins BBH to run investor services in London |
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21JUN07: BBH wins admin mandate for two Genesis SICAVs |
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01MAY07: BBH wins commodities ETF administration contract |
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27FEB07: BNY wins UK custody mandate from Bank of Tokyo-Mitsubishi |
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14FEB07: BBH to provide custody system solution to Bank of Tokyo-Mitsubishi in Luxembourg |
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18JAN07: BBH hires Chaker to lead European fund solutions sales |
| 2006 |
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20NOV06: Cleary joins BBH to head European fund solutions |
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12OCT06: Tancré appointed as GM for Fortis Prime Fund Solutions in Luxembourg |
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09OCT06: Brown Brothers Harriman wins fund administration mandate in China |
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18AUG06: Poulin joins BBH to head fund administration for Americas |
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11MAY06: BBH appoints Jia as China chief |
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13APR06: BBH wins commodity-based ETF administration mandate |
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05APR06: BBH wins in Charles Schwab provider consolidation |
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31MAR06: Holland made partner at BBH |
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22FEB06: BBH launches Infomediary data management module |
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2005 |
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28OCT05: Chandler heads currency strategy at BBH |
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19OCT05: BBH wins US mutual fund mandate |
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12OCT05: Paul Donnelly appointed MD for BBH Trustees in Ireland |
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25MAY05: BBH appoints two from State Street for securities lending |
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17MAY05: BBH beefs up European senior management team |
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05MAY05: BBH launches FX research website |
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03FEB05: Skandia UK to use BBH's Infomediary |
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26JAN05: Berk makes partner at BBH |
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13JAN05: Krinke joins BBH as head of European FX sales |