BNY MELLON
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2008 | |||
| Direxion Funds | US | EF | N/A |
| Farglory Life | Taiwan | GC | N/D |
| US Department of the Treasury | US | GC, IA, AV | N/A |
| Eureko | Netherlands | GC, DW, IA, FA, AP, SL | EUR38,000 |
| Gulf Reinsurance | UAE | GC, CM, SL | N/A |
| Privredna Banka Zagreb | Croatia | GC | USD200 |
| Co-operative Group Pension (Average Career Earnings) Scheme | UK | GC, IA, CO, PA, SL, RE | GBP5,300 |
| APG Investments | Netherlands | AF | EUR3,000 |
| Bangkok Bank | Thailand | GC | N/D |
| Innovest KAG | Austria | GC |
USD4,400 |
| Goldman Sachs/Rabobank | Korea | CT |
N/A |
| Fortune SGAM | China | GC |
N/A |
| WisdomTree Dreyfus | US | EF |
N/A |
| Macquarie Financial | Canada | GC |
N/A |
| Catholic Health East | US | GC, CM, SL |
USD1,900 |
| WestLB Mellon Asset Management | Luxembourg | FS |
EUR620 |
| VenGrowth | Canada | GC |
N/A |
| Royal Liver Group | UK | PA |
N/A |
| Silicon Valley Community Foundation | US | GC, CM |
USD1,200 |
| RevenueShares | US | EF |
N/A |
| J. Zechner Associates (via CIBC Mellon) | Canada | GC, FA, TA, FX, SL |
N/A |
| Robert Wood Johnson Foundation | US | GC, PA, SL |
USD9,500 |
| NorthPointe Capital | US | IO |
USD3,500 |
| O2 Pension Plan | UK | GC, IA, CM, SL, PA |
EUR1,000 |
| IPCRe | Bermuda | GC |
USD2,500 |
| Delaware Investments | Ireland | GC, FS, TS |
N/A |
| GreenHaven Continuous Commodity Index Fund | US | EF |
N/A |
| Old Mutual Capital | US | GC, FA, IA |
USD5,000 |
| PSigma Asset Management | UK | TA, FA | GBP350 |
| First American | US | GC | N/A |
| Banco Central de Uruguay | Uruguay | GC, IA, PA, SL | USD4,500 |
| Stichting Pensioenfonds OPG | Netherlands | GC, IA, RR, PA |
EUR219 |
| WisdomTree | US | GC, IA | N/A |
| Bank Gutmann | Germany | TP | N/A |
| engage Mutual Assurance | UK | FA | GBP625 |
| Cowen Asset Management | US | IO |
N/A |
| Public Safety Personnel Retirement System of Arizona | US | GC, PA, FX, SL |
USD7,000 |
| 2007 | |||
| China International Fund Management | China | GC | N/A |
| China Southern Fund Management/ICBC | China | GC | N/A |
| Jessop Fund Managers | UK | GC, TA, TS, FA | N/A |
| Goldman Sachs/Sumitomo Mitsui | Japan | CT | N/A |
| O'Shaughnessy Asset Management | US | MA, IO | N/A |
| Banco Popular Español | Spain | GC | USD2,000 |
| San Marino International Investments SICAV | Luxembourg | GC, DS | N/A |
| PCA Investment Trust Management | Korea | GC | N/A |
| Huber Capital Management | US | IO | N/A |
| Banca Popolare di Milano | Italy | GC | N/A |
| EBS Building Society | Ireland | GC | USD4,200 |
| Spa ETF Europe | UK | GC, TS, FA | N/A |
| National Pension Service | Korea | GC, SL | N/A |
| MGM Assurance | UK | CT | N/A |
| London Borough of Ealing | UK | TM | GBP550 |
| Logan Circle Partners | US | IO | N/A |
| DATE | FROM | JOB TITLE | LOCATION | |
| Andrew Dollery | December 2008 | Merrill Lynch | VP, sales, alternative investment services | UK |
| Roman Seydoux | December 2008 | Morgan Stanley | VP, relationship management, alternative investment services | UK |
| John Gruber | November 2008 | Hamersley Partners | Head of product management, performance and risk analytics | US |
| Robert Rupp | September 2008 | JPMorgan Chase | Head of market risk | US |
| Rex Wong | June 2008 | State Street | Market segmentation specialist | Hong Kong |
| John Sin | June 2008 | State Street | VP | Hong Kong |
| Ross Whitehill | June 2008 | Thomas Murray | Head of offshore management, EMEA | UK |
| Michael Faester | June 2008 | Nordea | Senior RM, Nordic | Denmark |
| Sean Greaves | April 2008 | Citi | Product specialist, securities lending | UK |
| Clare Bromiley-Carmen | April 2008 | Royal Bank of Scotland | Client services, securities lending | UK |
| John Venardos | April 2008 | RBC Dexia | Operations manager, Mellon Transition Management Services | Australia |
| Mark Higgins | April 2008 | Lombard Risk | Head of collateral management sales and marketing, EMEA | UK |
| Kathy Cuocolo | April 2008 | Cuocolo & Associates | Head of US mutual fund administration and ETF services | US |
| Alan Flanagan | March 2008 | UBS Fund Services | MD, alternative investment services | Ireland |
| Kate Colchester | February 2008 | Eurekahedge | VP, alternative investment services sales, Asia | Singapore |
| John Legrand | November 2007 | Advent Software | Head of EMEA and Asia operations, Eagle Investment Systems | UK |
| Dominick Falco | August 2007 | Citicorp/Nikko | Head of broker-dealer services, Asia | Hong Kong |
| Steve Langton | July 2007 | SS&C | Hedge fund product manager | UK |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| MAY 08 | BNY Mellon | LAMP Technologies | Acquisition of LAMP | N/D |
| JUL 07 | BNY Mellon | ABN AMRO | Purchase of ABN AMRO's 50pct stake in ABN AMRO Mellon | N/D |
| CLIENT | DATE | LOCATION | SERVICES |
| NorthPointe Capital | March 2008 | US | Investment operations |
| Cowen Asset Management | January 2008 | US | Investment operations |
| O'Shaughnessy Asset Management | October 2007 | US | Investment operations, managed accounts administration |
| Huber Capital Management | September 2007 | US | Investment operations |
| Logan Circle Partners | July 2007 | US | Investment operations |
| 2008 |
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19DEC08: BNY Mellon adds OTC functionality, launches Islamic fund services |
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08DEC08: BNY Mellon appoints René Boettcher to head Latin America |
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02DEC08: BNY Mellon strengthens alternatives client team |
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02DEC08: BNY Mellon unveils trustee board reporting service |
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01DEC08: Patrick Curtin leaves BNY Mellon |
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24NOV08: BNY Mellon to cut 4pct of workforce |
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24NOV08: Prudential Asset Management chooses Eagle for Asia |
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24NOV08: BNY Mellon launches improved private equity services |
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24NOV08: BNY Mellon wins ETF servicing mandate for Direxion funds |
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04NOV08: John Gruber joins BNY Mellon to run P&A product line |
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29OCT08: BNY Mellon wins Taiwanese mandate |
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21OCT08: Tom Perna joins Quadriserv as CEO |
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21OCT08: BNY Mellon strengthens MEA management team |
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17OCT08: BNY Mellon reports rise in securities processing fees |
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16OCT08: BNY Mellon completes client portal integration |
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15OCT08: BNY Mellon wins US Treasury TARP mandate |
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11OCT08: BNY Mellon promotes Eric Kamback to head treasury services |
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08OCT08: State Street confirms appointment of Gunjan Kedia |
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08OCT08: Richard Barrett joins IFDS to run client admin |
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03OCT08: BNY Mellon wins EUR38bn Eureko mandate |
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30SEP08: BNY Mellon appoints new Iberian head |
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29SEP08: BNY Mellon to take USD425m charge on cash funds |
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10SEP08: Dan Wywoda steps up as Gunjan Kedia quits BNY Mellon |
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05SEP08: BNY Mellon hires Robert Rupp from J.P. Morgan for senior risk role |
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20AUG08: Gulf Reinsurance selects BNY Mellon for global custody |
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15AUG08: BNY Mellon wins Privredna Banka global custody mandate |
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13AUG08: BNY Mellon launches GIPS reporting solution for composites |
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07AUG08: Co-Op Pension Scheme consolidates with BNY Mellon |
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05AUG08: BNY Mellon automates OTC derivatives trade capture |
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01AUG08: BNY Mellon wins complex GTAA mandate from APG Investments |
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01AUG08: Bangkok Bank appoints BNY Mellon as global custodian |
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01AUG08: Michel Sidier appointed as head of BNY Mellon's Istanbul office |
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16JUL08: BNY Mellon launches 130/30 universe |
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15JUL08: BNY Mellon wins USD4.4bn Innovest fund mandate |
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01JUL08: BNY Mellon opens in DIFC |
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26JUN08: BNY Mellon hires Rex Wong from State Street |
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26JUN08: BNY Mellon and Wilshire extend alliance |
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23JUN08: John Sin joins BNY Mellon in Asia |
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20JUN08: BNY Mellon strikes first Korean equity tri-party deal |
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19JUN08: Ross Whitehill to run EMEA offshore services for BNY Mellon |
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13JUN08: Renyi to step down early as executive chairman of BNY Mellon |
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06JUN08: BNY Mellon wins further ETF servicing work from WisdomTree |
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05JUN08: Michael Faester joins BNY Mellon from Nordea |
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03JUN08: Eaton Vance goes live with Eagle platform |
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03JUN08: CIBC Mellon wins Macquarie mandate |
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02JUN08: Bruce Van Saun quits as BNY Mellon CFO |
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02JUN08: Catholic Health East appoints BNY Mellon for custody and securities lending |
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22MAY08: WestLB Mellon AM appoints BNY Mellon to service Luxembourg fund |
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21MAY08: VenGrowth replaces RBC Dexia with CIBC Mellon for five investment funds |
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19MAY08: Royal Liver extends mandate with BNY Mellon |
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13MAY08: BNY Mellon acquires fund of hedge funds administrator |
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12MAY08: BNY Mellon appoints Chris Sturdy as head of Asia Pacific |
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30APR08: BNY Mellon wins USD1.2bn Silicon Valley mandate |
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25APR08: BNY Mellon adds two managers to securities lending team |
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22APR08: Eagle opens Asia Pacific office in Australia |
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18APR08: Mellon Transition Management makes senior management appointments |
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15APR08: BNY Mellon wins ETF servicing mandate for RevenueShares |
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10APR08: BNY Mellon hires Mark Higgins for EMEA collateral management sales |
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09APR08: Kathy Cuocolo takes senior role at BNY Mellon |
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08APR08: CIBC Mellon wins Zechner administration mandate |
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01APR08: BNY Mellon wins USD9.5bn endowment mandate |
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27MAR08: Flanagan joins BNY Mellon to run European private equity services |
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25MAR08: BNY Mellon launches alternative servicing products for pensions and endowments |
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20MAR08: BNY Mellon wins NorthPointe outsourcing mandate |
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13MAR08: BNY Mellon shines in R&M Custody Survey |
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11MAR08: BNY Mellon wins EUR1bn O2 mandate |
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11MAR08: Jon Dunham joins Northern Trust to run North American sales |
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10MAR08: IPCRe appoints BNY Mellon for USD2.5bn portfolio |
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06MAR08: BNY Mellon wins UCITS III mandate from Delaware Investments |
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22FEB08: BNY Mellon wins ETF servicing mandate for GreenHaven |
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20FEB08: Old Mutual selects BNY Mellon for USD5bn US mutual fund mandate |
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19FEB08: PSigma Asset Management appoints BNY Mellon for admin services |
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15FEB08: First American expands relationship with BNY Mellon |
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12FEB08: Kate Colchester joins BNY Mellon's Asia hedge fund services team |
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07FEB08: BNY Mellon wins USD4.5bn custody mandate from Banco Central de Uruguay |
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07FEB08: BNY Mellon wins EYR219m Dutch mandate |
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31JAN08: BNY Mellon chooses Eagle over Netik as data management platform |
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29JAN08: BNY Mellon expands ETF relationship with WisdomTree |
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24JAN08: Gutmann appoints BNY Mellon for US equity trading services |
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21JAN08: BNY Mellon wins fund accounting mandate from engage Mutual |
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15JAN08: Cowen Asset Management awards outsourcing contract to BNY Mellon |
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10JAN08: BNY Mellon wins USD7bn Arizona mandate |
| 2007 |
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20DEC07: BNY Mellon completes acquisition of ABN AMRO Mellon |
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13DEC07: Jai Arya promoted at BNY Mellon to head of client management for Asia |
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11DEC07: CIBC Mellon wins admin mandate for Morguard real estate funds |
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07DEC07: BNY Mellon fails to shine as HSBC holds top spot in R&M UK trustee/depositary survey |
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04DEC07: BNY Mellon wins new QDII mandate from China International |
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13NOV07: BNY Mellon wins asset management and custody mandates for China Southern QDII fund |
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13NOV07: Eagle hires John Legrand as head of EMEA and Asia operations |
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06NOV07: BNY Mellon takes two admin mandates for Jessop Fund Managers |
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30OCT07: BIMCOR chooses Eagle |
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25OCT07: BNY Mellon wins JGB tri-party repo mandate |
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18OCT07: BNY Mellon wins outsourcing contract from O'Shaughnessy |
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10OCT07: BNY Mellon wins USD2bn custody mandate in Spain |
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08OCT07: BNY Mellon wins Luxembourg mandate from Banco di San Marino |
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28SEP07: BNY Mellon wins custody role for Korean-based China investment vehicle |
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27SEP07: BNY Mellon wins back-office outsourcing contract from Huber |
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07SEP07: Mellon Transition Management promotes Carr Smith to president and COO |
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06SEP07: BNY Mellon wins Italian bank mandate |
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28AUG07: BNY Mellon wins custody mandate from Ireland's largest building society |
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17AUG07: BNY Mellon wins Spa ETF mandate |
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17AUG07: BNY Mellon expands Indian operations |
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15AUG07: BNY Mellon appoints Dominick Falco as Asia head of broker-dealer services |
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15AUG07: BNY Mellon sets up TA capability in Singapore |
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10AUG07: TCW signs new outsourcing agreement with BNY Mellon |
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03AUG07: State Street and BNY Mellon win mandates from Korea's National Pension Service |
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01AUG07: BNY Mellon wins UK derivatives margin management mandate |
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30JUL07: BNY ConvergEx completes transition management for Ealing |
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19JUL07: BNY Mellon wins outsourcing mandate from Logan Circle |
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06JUL07: ABN AMRO sells out of joint venture with Mellon |
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04JUL07: Westwell quits BNY to join State Street |
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03JUL07: Steve Langton joins BNY Mellon to develop European hedge fund services |
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03JUL07: BNY Mellon goes live as State Street completes acquisition of IFIN |