THE BANK OF NEW YORK


© JLG Enterprises 1998-2009

Mandates People Deals Outsourcing Headlines

 

Mandates

CLIENT LOCATION SERVICES LOCAL CURRENCY VALUE (millions)
2007      
Teva Pharmaceutical Industries Israel GC, IA N/A
Allianz Investmentbank Austria GC USD3,300
China Everbright Bank China GC N/A
Goldman Sachs International Luxembourg GC, DS, FA, TA, CT N/A
Sarasin Chiswell UK GC GBP2,000
Casa4Funds Luxembourg GC, DS N/A
Shanghai Pudong Development Bank China GC N/A
National Bank of Kazakhstan Kazakhstan GC USD7,500
Assured Guaranty US GC N/A
Arbejdsmarkedets Tillægspension Denmark GC USD73,000
Country Club Bank US GC USD1,000
Van Eck Global US GC N/A
Riyad Bank Saudi Arabia CT N/A
Lehman Brothers Asia CT N/A
Global Capital Partners Global PE N/A
TVM NL GC EUR300
ING NL GC EUR2,200
Banco de Mocambique Mozambique GC, SL N/A
Société Européenne de Banque LUX GC N/A
WisdomTree US GC, IA, FA N/A
Millennium BCP Portugal GC, FX USD1,600
Bank of Tokyo-Mitsubishi UFJ (Luxembourg) LUX GC USD3,400
Four Capital Partners UK GC, FA, IA, TS N/A
Abbey plc IRE GC, TA, FA, TS GBP4,000
William T. Grant Foundation US MC, RM N/A
2006      
Capita Financial Group UK GC, TS GBP12,000
Employees Provident Fund of Malaysia MAL MC N/A
Leeds Building Society UK GC USD4,000
Schroder Investment Management US IO USD3,000
State Oil Fund of Azerbaijan AZ GC N/A
WisdomTree US GC, IA, TA N/A
United Services Trustee UK GC N/A
SIGNAL IDUNA DE DB, SL N/A
State of Idaho Treasurer's Office US GC USD3,000
2005      
Abbey National Asset Management UK GC GBP30,000
Natexis Banques Populaires FR GC EUR80,000
ING Investment Management EUR TP EUR67,000
Prudential Asset Management Asia GC, TA $1,800
The Hartford Mutual Funds US SL, CR N/A
Aon Asset Management UK GC, FA, SL, TA $1,500
G13 Building Societies UK GC $6,000
Standard Life Investments UK IO N/A
Korea Securities Depository/National Pension Corporation KOR SL N/A
ICI Specialty Chemicals Pension Fund UK GC GBP230
Reuters Pension Fund UK GC GBP650
Bolsa de Valores de Montevideo UR GC $500
Gottex Value Added Fund IRE GC, TP $5,000
Allmerica US GC, SL $8,000
AP7 SWE GC $7,000
2004      
Standard Life Investments UK   N/A
ING BHF-BANK DE   EUR34,000
Banchile CHI   $120
City of Detroit Policemen and Firemen Retirement System US   3,500
Manek Investment Management UK   N/A
Britannia Building Society UK   $6,000
RCM Capital Management US   N/D
AXIS Capital Holdings US   N/D
Insight Investment UK   GBP8,000
Endurance Specialty Holdings US   N/A
National Bank of Kazakhstan KZ   $3,000
Republic of Kazakhstan State Accumulation Pension Fund KZ   N/A
Hamburg-Mannheimer N.V. BEL   EUR900
Saint Louis University US   $535
CEDEVAL SAL   $1,000
RCM (UK) UK   $8,750
Hannover Re DE   EUR1,500
William Blair & Co. LUX   N/A
JO Hambro Capital Management UK   N/A
NewSmith Asset Management IRE   N/A
2003      
Regions Morgan Keegan Trust US   USD8,000
ING Investment Management US   USD7,000
NuVerse Advisors LLC US   N/A
Kimberly Clark UK   GBP385
Torchmark Corp. US   N/A
Great Eastern Life SING   N/A
GW Capital Management US   1,600
ING Funds US   40,000
UFCW National Pension Fund US   USD3,000
Everest Re US   N/A
Majedie Asset Management UK   N/A
ABN AMRO US   N/A
State of New Jersey Department of the Treasury  US   $9,000
Co-operative Insurance Society UK   $4,300
AIG Global Investment Group US   $90,000
Voyageur Asset Management US   N/A
Banco de Credito del Peru PER   $500
Montpelier Re US   $1,800
Liontrust UK   GBP1,200
2002      
Regions Morgan Keegan Trust US   USD8,000
ING Investment Management US   USD7,000
NuVerse Advisors LLC US   N/A
Kimberly Clark UK   GBP385
Torchmark Corp. US   N/A
Great Eastern Life SING   N/A
GW Capital Management US   1,600
ING Funds US   40,000
UFCW National Pension Fund US   USD3,000
Everest Re US   N/A
Majedie Asset Management UK   N/A
ABN AMRO US   N/A
State of New Jersey Department of the Treasury  US   $9,000
Co-operative Insurance Society UK   $4,300
AIG Global Investment Group US   $90,000
Voyageur Asset Management US   N/A
Banco de Credito del Peru PER   $500
Montpelier Re US   $1,800
Liontrust UK   GBP1,200
2001      
Artesia BEL   N/D
First Eagle SoGen Funds US   2,500
Government of Bermuda US   N/D
Harvard Management US   1,750
The Parliamentary Contributory Pension Fund UK   GBP300
Reich & Tang Funds US   USD10,000
John Hancock Funds US   USD26,000
Laporte UK   GBP300
UCLA Foundation US   USD600
Lincoln National US   USD30,000
Borden US   USD410
Fulton Financial US   N/A
Cathay Life TAI   N/A
SD Indeval MEX   USD6,250
Pacific Capital Funds US   USD2,000
Toa Re JAP   N/A
Agricultural Bank of China CHI   N/A
Lafayette College US   USD450
2000      
KeyCorp US   USD1,000
Jackson National Life US   USD40,000
Washington State US   N/A
New York Life US   N/A
AmerUs US   USD10,000
The European Exchange-Traded Fund Company plc UK   N/A
Public Employee’s Retirement System of Nevada US   USD12,600
Pacific Century Trust US   USD14,000
Washington State US   USD6,000
Julius Baer UK   N/A
Coutts Group UK   USD5,000
MBIA US   USD24,000
Diageo Pension Scheme UK   GBP3,600
AMCORE US   USD5,100
1999      
JP Morgan Global   USD321,000
ING America Insurance Holdings US   USD22,000
Schroder Investment Management UK   USD4,000
American Express Financial Advisors US   USD6,300
Abbey National Treasury Services UK   N/A

People

  DATE FROM JOB TITLE LOCATION
Mark Russell-Jones June 2007 Northern Trust Head of European sales, alternative investment services UK
Michael Chan June 2007 State Street COO, Asia Pacific asset servicing Singapore
Maria Hagbro May 2007 Northern Trust AVP, Nordic client management UK
Elizabeth Fitzgibbons March 2007 Fortis Bank Hedge fund RM UK
Elin Toerre March 2007 EFG Eurofinancière d’Investissements Hedge fund sales UK
Neil Atkinson March 2007 Euroclear Business development, broker/dealers UK
Maura O’Sullivan March 2007 EDF Energy Credit analyst, securities industry banking UK
David Prestwich March 2007 JPMorgan RM, broker/dealer services UK
Josee Denis February 2007 PwC VP, European TA Luxembourg
Frances Barney November 2006 State Street MD, global risk services US
Ian Ratoff November 2006 BNP Paribas European pension fund sales UK
Karen Lay November 2006 Northern Trust Senior RM, European pensions UK
John Savage October 2006 Northern Trust Head of US plan sponsor sales US
Martin McKendry October 2006 BNP Paribas RM, Nordic UK
Chong Jin Leow June 2006 State Street Head of investor services, Asia Singapore
Tony Pedley May 2006 SEI Head of European pensions client management UK
Bana Akkad Azhari February 2006 Citigroup Representative, Lebanon and Cyprus Lebanon
Ben Kajtazi February 2006 KAS BANK Senior RM, UK pension funds UK
Michael Young November 2005 AIB/BNY Head of hedge fund relationship management UK
Manzar Ahmed November 2005 Linedata Head of hedge fund administration sales, Europe UK
John Fiore June 2005 Wayland Associates Head of investor services technology US
Mark Westwell May 2005 JPMorgan Client executive, UK fund managers UK
John Liftin April 2005 Prudential Vice chairman and general counsel US
Alister van Bergen March 2005 N/A Regional product manager Australia
Paul Traynor December 2004 IBM Consulting Client executive, UK fund managers UK
Mark Snowdon December 2004 Clearstream Head of European custody sales UK
Tom Casteleyn November 2004 Capco Client executive, ING UK
Mauro Bonacina November 2004 Credito Emiliano RM, cash mgt & trade Italy
Chiara Roti November 2004 BNP Paribas Product RM, investor services Italy
Angus Cameron October 2004 CNA CFO, Europe UK
Clare Few October 2004 JPMorgan Chase Product mgr, transition mgt UK
Jane Burnell October 2004 G-PORT Transition mgr, transition mgt UK
Alison Hume October 2004 Linedata Client executive, Scotland UK
Jennifer Averre-Beeson April 2004 HHG Pension fund RM UK
Ann Ellis February 2004 Inalytics Head of pension fund RM UK
Frank Froud November 2003 EMC Client relations UK
Ian Hards November 2003 IBM Consulting Client relations UK
Kathy Brown November 2003 BGI Outsourcing sales UK
David Aldrich November 2003 JPMorgan Head of securities industry banking UK
Carlo Montagna November 2003 IMI Bank Client relations Luxembourg
Yvonne Franklin October 2003 State Street Consultant relations UK
Ray Bloom October 2003 State Street Pension fund relationships UK
Jeff Crispin October 2003 JPMIS Pension fund relationships UK
Ian Headon September 2003 PFPC Head of hedge fund administration Ireland
Janet Johnstone June 2003 Citigroup Head of South Africa office South Africa
Stewart Copland January 2003 Bisys Sales & marketing, fund services UK
Raymond O’Leary June 2002 UBS Warburg Head of European sales, global markets UK
James Malgieri March 2002 Lehman Brothers Product manager, global collateral management services US
Nick Parkes October 2001 Andersen MD, European mutual funds UK
Richard Hisey November 2000 Lexington Global Asset Managers Group head, mutual fund acctg. & admin. US
Daron Pearce November 2000 Baring Asset Management Head of outsourcing UK
Benjie Fraser October 2000 State Street Head of UK sales UK
Chris Plumbridge March 2000 CFP Associates FD, Europe UK
Carey Pack April 1999 Salomon Smith Barney Head of sales, ESI US

Deals

DATE COUNTERPARTIES DEAL PRICE
DEC 06 The Bank of New York Mellon Merger agreement N/A
SEP 06 The Bank of New York Allied Irish Banks Purchase by BNY of AIB's stake in AIB/BNY N/A
SEP 06 The Bank of New York Bravura Purchase by Bravura of Rufus GBP32m
JUN 06 The Bank of New York Eze Castle, GTCR Golder Rauner Creation of BNY ConvergEx, incorporating BNY Securities Group N/A
APR 06 The Bank of New York JPMorgan Chase Swap of BNY's branch network for JPMC's corporate trust business USD2.3bn
OCT 05 The Bank of New York National Australia Bank Marketing alliance for commission recapture services N/A
AUG 05 The Bank of New York Nordea Strategic agreement for Nordic and Baltic regions N/A
JUL 05 The Bank of New York BHF-BANK 50/50 JV in Germany, BHF BNY Securities Services N/A
APR 05 The Bank of New York Mizuho Bank/Mizuho Trust Joint marketing agreement in Japan N/A
APR 05 The Bank of New York Instinet Purchase of Lynch, Jones & Ryan from Instinet $159m
SEP 04 BNY Brokerage Wilshire Associates Acquisition of execution and commission management assets of Wilshire Associates N/D
SEP 04 The Bank of New York Wilshire Analytics Strategic alliance, integrating risk services products, including performance measurement, analytics, fixed income and equity attribution, universe comparisons, compliance, risk budgeting, and advanced risk measures N/D
SEP 04 The Bank of New York Old Mutual/Standard Bank of South Africa Exclusive negotiations to establish a new South African-based joint venture investment administration company N/D
JUL 04 National Australia Bank The Bank of New York Transfer of UK custody business clients to BNY N/D
JUL 04 The Bank of New York Netik Strategic investment by BNY N/D
JAN 03 The Bank of New York CSFB Acquisition of Pershing by BNY $2bn
NOV 02 The Bank of New York FMC Extension of alliance, packaging FMC’s portfolio accounting, electronic trade communications, automated reconciliation and performance measurement systems with BNY's middle-office services N/D
OCT 02 The Bank of New York International Fund Administration Acquisition of IFA N/D
OCT 02 The Bank of New York ING European commercial alliance in Germany, Benelux, central and eastern Europe N/D
JUN 02 The Bank of New York Tilney Investment Management Acquisition of back-office clearing and settlement capabilities N/D
JAN 02 The Bank of New York CSFB Acquisition of Autranet by BNY N/D
SEP 01 The Bank of New York AIB AIB/BNY Trust Company, Irish JV assuming custody and trustee activities of AIB N/D
JUL 01 The Bank of New York KAS-Associatie Acquisition of 4.9% in KAS N/D
APR 01 The Bank of New York Accenture, Microsoft, Compaq, Advent Formation of Encompys, a company offering a comprehensive outsourcing solution for the fund management community N/D
DEC 00 The Bank of New York Prebon Yamane/ Amerex Formation of EnergyClear, a joint venture to create the first industry-sponsored clearinghouse to offer comparison, netting and settlement of wholesale energy contracts for the OTC marketplace N/D
AUG 00 The Bank of New York Bank of America Purchase of USD9bn of custodial accounts administered by Bank of America Private Bank  N/D
MAR 99 The Bank of New York RBS Trust Bank Acquisition of RBSTB GBP400m

Outsourcing

CLIENT DATE LOCATION SERVICES

Schroder Investment Management

2006 US

Investment operations

Hermes Pensions Management 2005 UK

Investment operations

Standard Life Investments 2005 UK Mutual fund administration
ING Investment Management 2005 NL Trade processing
Insight Investment 2004 EUR Mutual fund administration
RCM 2004

UK

Investment operations
Threadneedle Investments 2004

UK

Retail fund administration
AXA Investment Managers 2003 US Investment operations
Liontrust Asset Management 2003 UK Retail fund administration
Voyageur AM 2003 US Private client investment operations
ABN AMRO 2003 US Managed accounts operations
Majedie AM 2003 UK Fund administration
ING 2003 US Managed accounts operations
RCM Capital Management 2003 US Investment operations
Julius Baer 2000 UK

Fund administration

JPMorgan Asset Management 1999 Global Investment operations

Headlines

2007

02JUL07: BNY wins custody mandate from Teva

29JUN07: BNY adds Saudi and Kuwait to sub-custody network

22JUN07: BNY wins Austrian KAG mandate from Allianz

21JUN07: BNY wins QDII custody business from China Everbright

20JUN07: Russell-Jones returns to BNY to run European alternative services sales

20JUN07: Gottex selects Northern Trust for Guernsey fund

14JUN07: BNY wins three new mandates

13JUN07: Shanghai Pudong Development Bank appoints BNY as QDII custodian

11JUN07: State Street hires Eichenberger from BNY for US sales role

05JUN07: BNY appoints Michael Chan as Asia Pacific COO

31MAY07: National Bank of Kazakhstan expands relationship with BNY

31MAY07: Maria Hagbro joins BNY's Nordic team from Northern Trust

31MAY07: Assured Guaranty appoints BNY as global custodian

25MAY07: BNY and Mellon shareholders approve merger

17MAY07: BNY capitalises on Nordea relationship with USD73bn win in Denmark

15MAY07: BNY wins USD1bn fixed income mandate

11MAY07: BNY takes on new ETFs for Van Eck Global

11MAY07: BNY tops USD1.5trn in tri-party balances

02MAY07: Riyad Bank uses BNY for tri-party repo

01MAY07: Lehman Brothers appoints BNY as Asian collateral management agent

20APR07: BNY appointed to service Middle Eastern private equity fund

05APR07: BNY makes progress in the Netherlands with two mandates

04APR07: Banco de Mocambique appoints BNY as global custodian and sec lending agent

30MAR07: BNY wins UK and Ireland custody mandate from Société Européenne de Banque

08MAR07: BNY wins further ETF business from WisdomTree

08MAR07: BNY appoints five new managers for EMEA hedge fund and broker/dealer services

01MAR07: Millennium BCP appoints BNY as global custodian

27FEB07: BNY wins UK custody mandate from Bank of Tokyo-Mitsubishi

20FEB07: Victoria Russell joins Northern's UK pensions team from BNY

14FEB07: BNY claims major rise in global risk management services

07FEB07: BNY wins full servicing mandate from Four Capital Partners

06FEB07: BNY hires industry veteran Denis for European TA role

06FEB07: BNY expands derivatives valuation coverage

17JAN07: BNY wins liquidity fund mandate from Abbey

10JAN07: BNY wins William T. Grant mandate
2006

18DEC06: Old Mutual Asset Managers agrees outsourcing deal with JPMorgan in South Africa

04DEC06: The Bank of New York and Mellon announce merger agreement

28NOV06: BNY wins Idaho Treasurer's custody mandate

22NOV06: BNY hires Frances Barney from State Street for senior risk services role

20NOV06: BNY partners with Lombard Risk to offer OTC derivatives margin management service

20NOV06: Karen Lay joins BNY's European pensions team from Northern Trust

20NOV06: Ratoff quits BNP Paribas to join BNY pensions team

27OCT06: John Savage joins BNY as head of US plan sponsor sales

24OCT06: McKendry quits BNP Paribas to join BNY

23OCT06: BNY launches integrated execution and settlement service for US trades

08SEP06: BNY sells Rufus, buys out AIB from Irish JV

22AUG06: BNY selects Performance Explorer for sec lending analysis

10AUG06: BHF-BNY JV wins SIGNAL IDUNA Depotbank mandate

03AUG06: United Services Trustee appoints BNY as global custodian

27JUL06: BNY expands roles of several senior executives

21JUL06: BNY expands performance product range through Wilshire

14JUL06: BNY wins WisdomTree mandate

12JUL06: Nordea consolidates Luxembourg custody with JPMorgan

11JUL06: Burchell quits BNY to join Fraser at JPMorgan

30JUN06: BNY spins off Securities Group with formation of BNY ConvergEx

29JUN06: ING strikes administration outsourcing deal with BNP Paribas

27JUN06: Chong Jin Leow joins BNY as head of Asian investor services

08JUN06: BNY sets up Office of Innovation

01JUN06: Brueckner makes SEVP at BNY

23MAY06: Azerbaijan picks BNY, disclosing tender results

22MAY06: ABN AMRO Mellon replaces JPMorgan at Railpen

18MAY06: BNY seniors update

17MAY06: Keaney promoted to run BNY's global investor services business

08MAY06: Dickinson joins SocGen from BNY to head UK sales

02MAY06: Pedley joins BNY to head European pension clients management

21APR06: Schroder signs US outsourcing deal with BNY

10APR06: JPMorgan Chase and BNY agree to asset swap

28FEB06: Fraser confirmed as head of pensions at JPM

21FEB06: Richardson quits The Bank of New York

17FEB06: BNY appoints new Beirut representative

08FEB06: Kajtazi joins BNY from KAS to run UK pension funds group

06FEB06: Anderson joins Mellon as head of TA transaction processing

30JAN06: BNY wins Malaysian savings mandate

30JAN06: BNY takes Leeds BS custody and IPA mandates

20JAN06: BNY to support Capita's UK mutual fund business

10JAN06: BNY patents SmartSource message interface

06JAN06: BNY surpasses USD1trn in tri-party balances

2005

14DEC05: Stanton joins JPMorgan from BNY to head manager sales team

13DEC05: AIB/BNY expand into Cork

05DEC05: Hermes enters exclusive discussions with BNY over outsourcing

25NOV05: Darmanin fills European custody post at BNY

23NOV05: BNY/Nordea secures AP7 custody mandate

22NOV05: BNY promotes Van Saun and Monks to vice chairmen

01NOV05: BNY hires two for hedge fund admin

21OCT05: Allmerica expands relationship with BNY

12OCT05: BNY converts RCM to SmartSource, agrees new deal with MLIM

12OCT05: BNY strikes deal with NCS for commission recapture services

07OCT05: BNY fills in the blanks on reorganisation

07OCT05: BNY picks up $5bn hedge fund mandate

05OCT05: BNY wins in Uruguay

04OCT05: GSK consolidates UK pension funds with ABN AMRO Mellon

16SEP05: Seyll quits BNY to join Clearstream

15SEP05: BNY opens in Kuala Lumpur

05SEP05: BNY creates hedge fund data warehouse

02SEP05: BNY makes collateral progress in France

24AUG05: BNY strikes agreement with Nordea for Nordic, Baltic clients

17AUG05: Reuters pension fund appoints BNY for custody

29JUL05: BNY wins ICI pension fund mandate

12JUL05: BNY wins Korean sec lending mandate

06JUL05: BNY forms depotbank JV with BHF-BANK

01JUL05: Outsourcing adds to shareholder value, says research firm

30JUN05: Diageo moves pensions custody to Northern

21JUN05: Fiore returns to custody with BNY

27MAY05: Bloom joins Northern from BNY

25MAY05: SLI confirms mutual fund outsourcing with BNY

18MAY05: BNY wins group mandate from UK building societies

11MAY05: Westwell joins BNY as client executive

05MAY05: Christmas joins Pershing as chief relationship officer

27APR05: BNY cuts marketing deal with Mizuho in Japan

25APR05: BNY to acquire Lynch, Jones & Ryan from Instinet

25APR05: Standard Life Investments considers fund admin deal with BNY

25APR05: Liftin to become vice chairman of BNY

11APR05: J. Carter Bacot, former head of BNY, dies

08APR05: BNY sees South African JV talks collapse

01APR05: Griffith to step down as BNY vice chairman

29MAR05: BNY expands in Australia

02MAR05: Aon appoints BNY for $1.5bn mandate

26JAN05: BNY acquires Luxembourg TA business

26JAN05: BNY and S&P set up strategic alliance

26JAN05: BNY rebrands

25JAN05: The Hartford appoints BNY for sec lending role

21JAN05: Prudential taps BNY for fund admin mandate

21JAN05: BNY pays for outsourcing success

18JAN05: BNY expands relationship with ING IM

14JAN05: Bodart appointed to Euroclear boards

11JAN05: BNY ties up EUR80bn deal with Natexis in France

10JAN05: Abbey appoints BNY for GBP30bn mandate