CITI
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2008 | |||
| Old Mutual Capital | Ireland | FS | N/D |
| Fortelus Capital Management | UK | HF | N/D |
| Erste Group Bank | US | TE, TP, SC | N/D |
| CMTF Asset Management Ltd | Hong Kong | IT | N/A |
| Galaxy Asset Management (HK) Ltd | Hong Kong | IT | N/A |
| Montana Board of Investments | US | IT | N/A |
| Aberdeen Asset Management | US | FS | N/A |
| 2007 | |||
| Eksportfinans | Norway | GC | USD12,000 |
| Harding, Loevner Management | US | MA | USD1,200 |
| Fonds de Compensation de la Sécurité Sociale | Luxembourg | GC, FA | N/A |
| Mirae Asset | Luxembourg | GC, FA, TA | N/A |
| Fair Capital | Hong Kong | HF | N/A |
| Nexum | Luxembourg | GC, FA, TA, CO, PB | N/A |
| National Bank of Kazakhstan | Kazakhstan | GC, SL | USD5,000 |
| AIC/Copernican Capital | CAN | FA | N/A |
| Chou Associates Management | CAN | GC, FA | CAD1,000 |
| 2006 | |||
| Pacific Income Advisers | US | MA | USD2,500 |
| Dimensional Fund Advisors | US | IO | USD100,000 |
| Legal & General Investment Management | IRE | IA | N/A |
| AEGON The Netherlands | NL | GC, FA, PA, TM, CO | EUR40,000 |
| National Council for Social Security Fund | CHI | GC | N/A |
| Prudential | ASIA | GC, FA, SL | N/A |
| 2005 | |||
| arsago | DE | DB | N/A |
| Vontobel Asset Management | US | IO | N/A |
| Man Investments | UK | GC | USD7,800 |
| Janus Capital Group | US | MA | N/A |
| Lothian Pension Fund | UK | GC, SL | GBP2,000 |
| Winterthur Life UK | UK | GC, FA | N/A |
| 2004 | |||
| Standard Life Investments | UK | GBP60,000 | |
| 2003 | |||
| Colonial First State | AUS | US$45,000 | |
| FHLBank System | US | US$300,000 | |
| Korea Securities Depository | KOR | N/A | |
| Standard Life Investments | UK | N/A | |
| 2002 | |||
| AXA Investment Managers | LUX | EUR2,800 | |
| Pioneer Global Asset Management | LUX | US$30,000 | |
| Britannic | UK | US$13,000 | |
| 2001 | |||
| INVESCO | UK | GBP5,000 | |
| 2000 | |||
| Credit Suisse Asset Management | UK | GBP1,300 | |
| DG Bank | UK | GBP1,500 | |
| Robeco | NETH | EUR35,000 | |
| Prudential Assurance | MAL | N/A | |
| Gartmore | LUX | N/A | |
| 1999 | |||
| Fidelity Investments | US | USD35,000 |
| DATE | FROM | JOB TITLE | LOCATION | |
| Michael Coyne | September 2008 | N/A | VP, business development, hedge fund services | US |
| Bob Sisti | September 2008 | BNY Mellon | Head of operations, hedge fund services | US |
| Satvinder Singh | February 2008 | HSBC | Head of EMEA direct custody and clearing | UK |
| Julie Monaco | July 2007 | JPMorgan | Head of global transaction services, North America | US |
| Lawrence Komo | September 06 | UOB | Head of securities finance, Asia Pacific | Singapore |
| Benedict Ler | September 06 | RHB Securities | Malaysia country manager | Malaysia |
| Rudy Ingkiriwang | September 06 | Standard Chartered | Asia Pacific network manager | Singapore |
| Erwin Reyes | April 06 | DCE Consultants | Head of GTS | Netherlands |
| Ken Back | October 05 | ISIS Asset Management | Director, EMEA strategic solutions | UK |
| Neil Coxhead | October 05 | BNY | RM, UK managed funds | UK |
| Cathal O'Daly | October 05 | Northern Trust | Client management | Ireland |
| Samuel Lau | September 02 | Bank of New York | Regional sales & account manager, intermediaries in Asia | Asia |
| Alfred Frei | April 02 | Pictet | Regional market manager, North Central Europe | Switzerland |
| Teresa McGonagle | February 02 | PwC | Head of product management, global investor business | US |
| Mike Hiard | August 01 | Franklin, Williams & Foy | Head of global securities lending | UK |
| Richard Ernesti | August 01 | Deutsche Bank | Head of securities services, Asia Pacific | HK |
| Thierry Misson | June 01 | BNP Paribas | Regional market manager, NW Europe | France |
| Tom Abraham | April 01 | Deutsche Bank | Head of advisory services group | UK |
| David Hunt | April 01 | State Street | Senior product manager | UK |
| Susan Ebenston | April 01 | State Street | Product management | UK |
| Stephen Solomon | December 00 | Chase | VP, global clearing | UK |
| Linda Kearney | July 00 | Northern Trust | European product mgr., sec. lending | UK |
| Francis Jackson | July 99 | Deutsche Bank | Head, global custody product mgt | UK |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| DEC 08 | Citi | Bravura | Sale of Citi's Warsaw-based TA platform | USD21m |
| MAY 07 | Citigroup | BISYS | Acquisition of BISYS Investment Services | USD800m |
| JUL 05 | Citigroup | AGF | Acquisition of Unisen from AGF | N/A |
| OCT 04 | Citigroup | ABN AMRO | Acquisition of ABN AMRO's direct custody, securities clearing and fund services businesses | N/D |
| NOV 03 | Citigroup | Forum Financial | Acquisition of Forum | N/D |
| AUG 01 | Citigroup | Nikko Securities | Acquisition of 50% of Nikko Trust & Banking Corp. to form NikkoCiti Trust & Banking | N/D |
| APR 01 | TOWER Trust | Citibank | Marketing alliance for sale of custody and admin services in New Zealand | N/D |
| JAN 01 | Citibank | Monte Titoli | Acquisition of 1.65% stake in Monte Titoli | N/D |
| DEC 99 | Citigroup | State Street | Formation of joint venture, CitiStreet, to deliver pensions and employee servicing products | N/D |
| CLIENT | DATE | LOCATION | SERVICES |
| AIC/Copernican Capital | 2007 | Canada | Fund accounting |
| AEGON | 2006 | Netherlands |
Investment operations |
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Dimensional Fund Advisors |
2006 | US | Middle-office operations |
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Winterthur Life UK |
2005 | UK | Fund accounting and administration |
| AEGON Asset Management UK | 2005 | UK | Investment operations |
| Vontobel Asset Management | 2005 | US |
Managed accounts administration |
| Standard Life Investments | 2003 | UK | Institutional investment operations |
| 2008 |
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17DEC08: Citi sells Warsaw transfer agency platform to Bravura |
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15DEC08: Patric Foley-Brickley leaves Citi |
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11DEC08: Citi wins UCITS servicing mandate from Old Mutual |
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04NOV08: Citi appointed by Fortelus to administer distressed debt fund |
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29SEP08: Citi shakes up FI sales team |
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19SEP08: Citi wins US mandate from Erste Group Bank |
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15SEP08: Citi's Alan Cameron to take senior client role at BNP Paribas |
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05SEP08: Citi adds two managers to hedge fund services team |
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12AUG08: Lee Waite replaces Andrew Gelb as Citi's global head of intermediary services |
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01AUG08: Citi launches consolidated account structure for Euronext markets |
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01AUG08: Citi enhances online SMA services |
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09JUL08: Citi adds more clients to OpenPrime platform |
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26JUN08: Steve Bowman to leave Citi |
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04JUN08: Citi wins Aberdeen's US fund administration mandate |
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25APR08: BNY Mellon adds two managers to securities lending team |
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22APR08: Andrew Gelb appointed to lead Citi's EMEA securities and fund services business |
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12FEB08: Citi hires Satvinder Singh from HSBC to run EMEA clearing and sub-custody services |
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30JAN08: Citi launches custody services in Kazakhstan |
| 2007 |
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19DEC07: Citi wins USD12bn mandate from Norway's Eksportfinans |
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13DEC07: Citi wins more business from Banco Popolare |
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11DEC07: Citi to provide international settlements for Romanian CSD |
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04DEC07: Andrew Smith appointed head of Citi's North American business |
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28NOV07: Citi launches direct clearing and custody in Morocco |
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02NOV07: Diana Chan leaves Citi to take up CEO role with EuroCCP |
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31OCT07: Citi strikes first Israeli sec lending deal |
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30OCT07: Citi strengthens Middle East management team |
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19OCT07: Citi wins USD1.2bn SMA mandate from Harding, Loevner |
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16OCT07: Citi implements fund administration solution for Luxembourg public pension plan |
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13AUG07: Citi announces new organisational structure for funds business |
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13AUG07: Naveed Sultan appointed as head of Citi's EMEA global transaction services business |
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10AUG07: Citi wins Mirae UCITS III funds admin contract |
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08AUG07: Citi reorganises EMEA sales team |
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03AUG07: Citi completes BISYS acquisition |
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12JUL07: Citi wins Hong Kong client for OpenPrime service |
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04JUL07: Citi changes management line-up in EMEA |
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03JUL07: Citi makes senior appointments in global transaction services business |
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29JUN07: Citi wins integrated hedge fund servicing mandate from Nexum |
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09MAY07: Ernesti takes new role at Citi as head of prime brokerage client management |
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02MAY07: Citi agrees to buy fund services units of BISYS |
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01MAY07: National Bank of Kazakhstan adds Citi to global custodian panel |
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19APR07: Hanratty promoted to run Citi's EMEA funds business |
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19APR07: Turquoise chooses EuroCCP and Citi for clearing and settlement services |
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27MAR07: Paul Galant to replace Alemany at Citigroup |
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23MAR07: Ellen Alemany quits Citigroup to become CEO of RBS America |
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23MAR07: Citigroup wins AIC fund accounting mandate in Canada |
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19MAR07: Steve Lane joins Mellon from Citigroup |
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13MAR07: Citi launches integrated hedge fund services group |
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14FEB07: Tom Abraham quits Citi to become CEO of DSTi |
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19JAN07: Citigroup makes custody breakthrough in Canada |
| 2006 |
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23NOV06: Citigroup wins Prudential mandate in Asia |
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22NOV06: HSBC tops R&M 2006 UK trustee and depositary survey, whilst Citi wins in Dublin |
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03NOV06: Citigroup expands clearing and custody network to Cyprus |
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18OCT06: Citi confirmed as co-custodian for China's National Social Security Fund |
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11OCT06: Citi offers direct clearing and custody in Sweden |
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28SEP06: Citi to offer custody and clearing in Israel |
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18SEP06: Mark Kelley leaves Citigroup to take up senior role with JPMorgan |
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13SEP06: Citigroup launches alternatives administration service in Asia |
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06SEP06: Citi strengthens Asia Pacific team |
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04SEP06: Citi strikes EUR40bn outsourcing deal with AEGON Netherlands |
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21AUG06: Clive Triance to head Citi's securities and funds services unit for EMEA |
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09AUG06: Dave Phillips to move to global role with Citi in New York |
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03AUG06: Citi launches 'multi-prime' platform for hedge funds |
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08JUN06: Citigroup launches pensions pooling vehicle for L&G |
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18MAY06: Kelley quits as head of Citi's EMEA securities and fund services unit |
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26APR06: Dimensional outsources middle office to Citi |
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18APR06: Reyes to head Citi's GTS business in the Netherlands |
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06MAR06: Citi to provide custody and clearing services in Vietnam |
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28FEB06: Citi strikes first securities lending deal in Taiwan |
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27FEB06: Citi launches HK securities exchange clearing service |
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07FEB06: Citi wins PIA fixed income SMA mandate |
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30JAN06: Alemany replaces Bisginano as head of Citi's transaction services business |
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04JAN06: Citi tops R&M UK trustee survey, as Mellon wins in Dublin |
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2005 |
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14DEC05: Citigroup completes transfer of AEGON staff |
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01DEC05: Bisignano quits Citi to join JPMorgan Chase |
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15NOV05: Citi wins Winterthur UK fund admin mandate |
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07NOV05: Citi wins Lothian pension fund from BNY |
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28OCT05: Coxhead joins Citi from BNY |
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28OCT05: Back confirmed at Citi |
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20OCT05: Citi wins Janus SMA mandate |
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18OCT05: Binney retires from Citi |
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17OCT05: Raif quits Citi to join BNP Paribas in Frankfurt |
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17OCT05: Citi wins first Malaysian clearing outsourcing mandate |
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04OCT05: Citi hires O'Daly from Northern |
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29SEP05: Citi, BarCap and Clearstream strike first quad-party deal |
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29SEP05: Turner takes product management role at Paribas |
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12JUL05: Citi makes big move in Canada |
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11JUL05: Donovan wins top securities post at SWIFT |
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28JUN05: Citi offers third-party clearing in Australia |
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17JUN05: Citi sets up client service shop in Breda |
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10JUN05: Citi appointed by Man Investments for fund of hedge funds |
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09MAY05: Citi launches hedge fund reporting platform |
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12APR05: Vontobel appoints Citi for SMA support |
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08MAR05: AEGON goes exclusive with Citi on outsourcing |
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02FEB05: Bernstein retires from Citi |
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19JAN05: Citigroup KAG supports hedge fund in Germany |
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13JAN05: Citi outsources retail securities processing in Germany |