J.P. MORGAN
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2008 | |||
| Shell Asset Management Company | Netherlands | AP | N/A |
| Accident Compensation Corporation | New Zealand | GC | NZD1,000 |
| Banking & Payments Authority of Timor-Leste | East Timor | GC | N/A |
| Cavali | Peru | GC | N/A |
| London Pensions Fund Authority | UK | AF | N/A |
| Devon County Council | UK | GC | GBP2,000 |
| AustralianSuper | AUS | PE | N/A |
| 2007 | |||
| State of Michigan Department of Treasury Bureau of Investments | US | AF | N/A |
| John Hancock Private Client Group | US | MA | USD1,600 |
| American Century | US | GC, FS, SL | N/A |
| Washington State Investment Board | US | GC, FA, CO, SL, FX, PA | USD82,000 |
| Financial Risk Management | UK | HF | USD10,000 |
| DSG Pension Trustees | UK | GC | N/A |
| George Wimpey Pension Plan | UK | GC | N/A |
| ICI Specialty Chemicals Pension Fund | UK | GC, IA | GBP400 |
| American Bureau of Shipping | US | GC, IA, TS, PA, CO, CM | USD440 |
| Burke Rehabilitation Hospital | US | GC, IA, TS, PA, CM | USD40 |
| Cognex Corporation | US | GC, IA, PA, CM | USD200 |
| ArvinMeritor UK | UK | GC | N/A |
| House of Fraser | UK | GC | N/A |
| Kingston Communications | UK | GC | N/A |
| Lend Lease UK | UK | GC | N/A |
| Pilot’s National Pension Fund | UK | GC | N/A |
| Pension Insurance Corporation | UK | GC, FA | N/A |
| National Pensions Reserve Fund | IRE | PE, PR | N/A |
| Ziegler Exchange Traded Trust | US | GC, FA, IA, TA | N/A |
| Wellcome Trust | UK | GC, IA, PA, CM, FX, RE | GBP9,500 |
| London Borough of Southwark | UK | GC, FA | GBP733 |
| ProShare | US | GC, FA, IA | N/A |
| New York State Teachers' Retirement System | US | SL | USD12,000 |
| MFS Investment Management | US | GC, FA, SL | N/A |
| HM Capital Partners | US | PE | USD10,000 |
| 2006 | |||
| Henderson Global Investors | UK | HF | USD2,000 |
| Charles Schwab Investment Management | US | MA | N/A |
| ProShares | US | GC, IA, TA | N/A |
| Nordea Bank | LUX | GC | USD28,000 |
| UJA-Federation of New York | US | GC, IA | USD800 |
| Freddie Mac | US | GC, TP | USD700,000 |
| Threadneedle Investments | UK | IO/LO | GBP73,000 |
| Teachers' Retirement System of Oklahoma | US | GC, FA, SL, PA, CO | USD8,000 |
| Modern Asset Management | US | MA | N/A |
| Ohio Treasurer of State’s Office | US | GC |
USD14,500 |
| 2005 | |||
| Fionia Bank | DEN | SC | N/A |
| Baloise Anlagestiftung fuer Personalvorsorge | SWI | GC, FA | N/A |
| Old Mutual Financial Network | US | GC | $14,000 |
| Aviva Fund Services | LUX | FA | EUR3,000 |
| State of Georgia Office of Treasury and Fiscal Services | US | SL | N/A |
| Norwegian Banks' Guarantee Fund | NOR | GC, FA, CO, PA, SL | $2,250 |
| Gartmore Global Investments | US | MA | N/A |
| Rabobank | EUR | CL | N/A |
| Kiewit Investment Fund | US | GC, FA, PA, TA | N/A |
| Lee Munder | US | MA | N/A |
| 2004 | |||
| Hanson Industrial Pension Scheme | UK | GBP800 | |
| Lincolnshire CC Pension Fund | UK | GBP650 | |
| PFA Pension | DEN | $25,000 | |
| John Hancock | US | $30,000 | |
| Merrill Lynch Insurance Group | US | N/A | |
| UBS Global Asset Management | UK | N/A | |
| Cazenove Fund Management | UK | GBP7,000 | |
| 2003 | |||
| AXA Investment Managers | DE | EUR9,000 | |
| Babcock & Brown | AUS | N/A | |
| Indiana Public Employees' Retirement Fund | US | US$8,800 | |
| YMCA Retirement Fund | US | US$3,200 | |
| ISIS Asset Management | UK | US$12,000 | |
| TKP Pensioen | NL | EUR2,100 | |
| AXA Select Funds | UK | GBP500 | |
| Host Super | AUS | A$340 | |
| Gartmore Funds | US | $16,000 | |
| Royal & SunAlliance | US | N/A | |
| Quanta Capital Holdings | US | US$400 | |
| Optimum Fund Trust | US | N/A | |
| 2002 | |||
| Royal London UTM | UK | GBP1,900 | |
| FIA Foundation | UK | USD200 | |
| E.ON | DE | N/A | |
| TIAA-CREF | US | 4,200 | |
| Merrill Lynch Insurance Group | US | N/A | |
| Dallas Police and Fire Pension System | US | 1,900 | |
| OppenheimerFunds | US | 35,000 | |
| 2001 | |||
| Fidelity International | UK | GBP19,000 | |
| Prudential Staff Pension Scheme | UK | GBP4,200 | |
| ChevronTexaco | US | USD5,000 | |
| Government Superannuation Fund Authority | NZ | USD4,300 | |
| 2000 | |||
| Southern Company | US | USD6,500 | |
| Schroder Unit Trusts | UK | GBP13,000 | |
| Tesco Pension Fund | UK | GBP1,300 | |
| Gjensidige NOR Kapitalforvaltning | NOR | USD4,000 | |
| Schroders | UK | GBP75,000 | |
| BT Funds Management | AUS | AUD60,000 | |
| BT/Post Office Pensions | UK | GBP30,000 | |
| Exel Retirement Plan | UK | GBP1,000 | |
| ABP | UK | GBP500 | |
| Commonwealth of Virginia | USD | USD6,500 | |
| RailPen | UK | USD10,000 | |
| 1999 | |||
| Newton Fund Managers Ltd. | UK | GBP3,600 | |
| Prudential Collective Investments | UK | GBP1,500 | |
| CARIPLO | ITALY | USD3,800 | |
| Granada Pension Fund | UK | GBP1,200 | |
| Schroder Investment Management | LUX | USD4,500 | |
| Investec Guinness Flight | IRL | USD1,000 | |
| London Regional Transport | UK | GBP3,500 |
| DATE | FROM | JOB TITLE | LOCATION | |
| Jody Windmiller | November 2008 | UBS | Sales and client management, transition management | UK |
| Tony Carey | January 2008 | JPMorgan | SVP, European product development | Ireland |
| Richard Hale | November 2007 | HSBC | Head of European business development | UK |
| Jane Perry | November 2007 | AXA | CEO, WSS Australia & New Zealand | Australia |
| Tim Peters | October 2007 | BBH | Head of business development & RM, Middle East & North Africa | UAE |
| Andrew Mascall-Robson | August 2007 | Fortis Prime Fund Solutions | Head of business development, hedge fund services | Asia |
| Shirley Yuen | August 2007 | Fortis Prime Fund Solutions | Regional product and client service manager, hedge fund services | Asia |
| Huw Jones | May 2007 | N/A | Head of private equity fund services, London | UK |
| Jim Clark | March 07 | State Street | Head of transfer agency, EMEA | Luxembourg |
| Bill Smith | February 07 | N/A | MD, business development, securities lending | US |
| Jemma Broadgate | January 2007 | Northern Trust | European pension fund sales | UK |
| Francis Jackson | September 06 | SEI | Head of sales and client relations, EMEA | UK |
| Mark Kelley | September 06 | Citigroup | Head of JPMorgan Fund Services | US |
| James Donatell | August 06 | Parnassus Investments | West Coast sales, asset managers | US |
| Diane Hutson Scott | August 06 | The Bank of New York | Northeast sales, asset managers | US |
| Ewen Melling | August 06 | F&C Asset Management | Technology strategist, outsourcing | UK |
| Lee Burchell | July 06 | BNY | VP, pension fund sales | UK |
| Jon Lloyd | May 06 | BNP Paribas | Chief administration officer, int'l, WSS | UK |
| Benjie Fraser | February 06 | BNY | Head of business development, European pension funds | UK |
| Susan Ebenston | February 06 | Ruby Business Management | Product executive | UK |
| Christopher Kunkle | January 06 | Mellon | Securities lending sales, global mutual funds | US |
| William Stanton | December 05 | BNY | Head of US sales, investment managers | US |
| Frank Bisignano | December 05 | Citigroup | Chief administrative officer | US |
| Mark Tidy | September 05 | Deutsche Bank | Securities lending sales, EMEA | UK |
| Jude Colangelo | September 05 | Merrill Lynch | Strategic bus. dev., US equity clearance | US |
| Gavin Callan | July 05 | Citigroup | EMEA securities lending client manager | UK |
| Michael Fox | July 05 | Brown Brothers Harriman | EMEA securities lending client manager | UK |
| Brian Turburville | March 05 | CIGNA | Pensions business manager | UK |
| Alexandra de Jonge van Ellemeet | March 05 | Goldman Sachs | Pension funds client manager | UK |
| Steve Boyle | December 04 | Bear Stearns | Director, managed account operations | US |
| Brett Rainey | December 04 | MFS Investment Management | VP, managed account operations | US |
| Heather Schreider | October 04 | BGI | Transition management | UK |
| John Minderides | June 04 | ITG Europe | European head, transition mgt | UK |
| Ian Barnett | May 04 | Deutsche Asset Management | Performance measurement | UK |
| John Galante | March 04 | Citigroup | Chief technology officer | US |
| Richard Fodder | November 03 | State Street | Sales & client relations | UK |
| Astrid Van Heumen | August 03 | ABN AMRO Mellon | Benelux sales | UK |
| Susanne Ballauff | August 03 | JPMorgan Fleming Asset Management | European sales | UK |
| Marie Konstance | August 03 | ITG | Global head of information products sales | US |
| Teresa McGonagle | June 03 | Citibank | Product management | US |
| Ronny Munster | May 03 | Riggs & Co. | COO, FundsHub | UK |
| Shaun Parkes | April 03 | State Street | Head of collateral mgt sales, EMEA | UK |
| John Gaudioso | March 03 | Met West Securities | Sales & rel. mgt, sec. lending | US |
| Dick Feehan | November 02 | State Street | Head of sales, EMEA | UK |
| Liz Nolan | July 02 | Merrill Lynch | Clearance & collateral management | UK |
| Colin Day | May 02 | N/A | Non-executive chairman, FundsHub | UK |
| Frederic Mariette | April 02 | Bank of New York | Sales executive, France | UK |
| Richard Dinham | March 01 | William Mercer | Investment consultant | UK |
| Mark Lund | December 00 | Virgin Direct | CEO, FundsHub | UK |
| Annaick Dulac | October 00 | HSBC | Sales, France (Chase) | UK |
| Louise Diepenhorst | October 00 | ABN AMRO | Sales, Benelux (Chase) | UK |
| David Moffat | July 00 | Mellon Trust | Business development, FundsHub | UK |
| Helen Rawson | September 99 | RBS Trust Bank | UK pension fund RM (Chase) | UK |
| Nicolet Jager | March 99 | ABN AMRO | Dutch pension funds RM (Chase) | UK |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| MAR 08 | JPMorgan | Nordea | Acquisition of Nordea's institutional global custody business | N/A |
| FEB 07 | JPMorgan | Western & Southern Financial Group | Acquisition of Integrated Investment Services | N/A |
| APR 06 | The Bank of New York | JPMorgan Chase | Swap of BNY's branch network for JPMC's corporate trust business | USD2.3bn |
| FEB 06 | JPMorgan | Paloma Partners | Purchase of Paloma's middle and back office operations | N/A |
| JAN 06 | Deutsche Bank | JPMorgan Chase | Sale of CD clearing centre to Deutsche Bank | N/A |
| SEP 05 | E*Trade | JPMorgan | Sale of BrownCo to E*Trade | $1.6bn |
| SEP 05 | Investment Technology Group | JPMorgan | Sale of Plexus to ITG | $12m |
| JUL 04 | JPMorgan Investor Services | Tranaut Fund Administration | Acquisition of Tranaut | N/D |
| MAR 04 | JPMorgan Investor Services | Vestmark | Strategic alliance for managed account administration | N/D |
| MAR 04 | JPMorgan Investor Services | Sanlam | Acquisition by JPMIS of TASC Administration (South Africa & Ireland) | N/D |
| AUG 02 | JPMorgan Investor Services | Plexus | Acquisition of Plexus | N/D |
| AUG 02 | JPMorgan Investor Services | Inalytics | Alliance covering European distribution and service support for Plexus products | N/D |
| FEB 02 | JPMorgan | Investia | Acquisition of Investia's majority stake in FundsHub | N/D |
| NOV 00 | Investors Financial | Chase Manhattan | Purchase of Chase's Advisor Custody unit | $42m |
| OCT 00 | Mellon Financial | Chase Manhattan | Acquisition of Chase's 50% stake in ChaseMellon Shareholder Services | N/D |
| SEP 00 | Thomson Financial ESG | Chase Manhattan | Partnership to launch four information management services: market fees & taxes service, settlement date calculator, Chase Market Reports and Settlement System Market Practice Assessments | N/D |
| APR 00 | Chase Manhattan | Investia | Formation of FundsHub, joint venture fund supermarket platform | $20m |
| CLIENT | DATE | LOCATION | SERVICES |
| AustralianSuper | 2008 | US | Private equity administration |
| HM Capital Partners | 2007 | US | Private equity administration |
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Old Mutual Asset Managers |
2006 | South Africa | Investment operations |
| Barclays Global Investors | 2006 | Europe | Fund administration |
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Threadneedle Investments |
2006 | UK |
Investment operations |
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Henderson Global Investors |
2006 | UK |
Hedge fund administration |
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Paloma Partners |
2006 | US |
Back-office operations |
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Lee Munder Capital Group |
2005 | US |
Separately managed accounts administration |
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Gartmore Global Investments |
2005 | US |
Separately managed accounts administration |
| Aviva | 2005 | LUX |
Fund accounting |
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Royal London Asset Management |
2004 | UK |
Fund accounting |
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Morley Fund Management |
2003 | UK |
Investment operations |
| Schroder Investment Management | 2000 | UK |
Investment administration |
| 2008 |
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11DEC08: J.P. Morgan upgrades SMA billing services |
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09DEC08: J.P. Morgan announces European coronation |
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25NOV08: J.P. Morgan adds staff to global transition management team |
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24NOV08: J.P. Morgan reports progress with Nordea client conversions |
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24OCT08: Richard Hale quits J.P. Morgan to join RBC Dexia |
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20OCT08: Conifer works with J.P. Morgan to launch PB service |
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03SEP08: J.P. Morgan to integrate Measurisk within investor services |
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07AUG08: JPMorgan opens private equity operation in Jersey |
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03JUL08: JPMorgan signs pooling agreement with Shell |
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19JUN08: Jim Clark returns to State Street from JPMorgan |
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19JUN08: JPMorgan wins ACC custody mandate in Australia |
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19JUN08: JPMorgan wins contract with East Timor central banking authority |
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11JUN08: JPMorgan enhances collateral management service |
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04JUN08: JPMorgan expands fund services operations in Boston |
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12MAY08: JPMorgan extends SRI reporting services |
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27MAR08: JPMorgan to acquire Nordea's institutional custody business |
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26MAR08: JPMorgan appointed by Peru's CSD for global custody |
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14MAR08: JPMorgan wins LPFA alternative funds outsourcing deal |
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06MAR08: Devon County Council consolidates with JPMorgan |
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21JAN08: Tony Carey joins State Street to oversee European product development |
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15JAN08: AustralianSuper selects JPMorgan for private equity administration |
| 2007 |
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18DEC07: JPMorgan sets up hedge fund servicing centre in Luxembourg |
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26NOV07: Richard Hale confirmed as head of European AM sales for JPMorgan |
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15NOV07: JPMorgan wins Michigan alternatives servicing mandate |
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06NOV07: Jane Perry appointed as head of WSS for JPMorgan in Australia and NZ |
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31OCT07: JPMorgan hires Tim Peters to head MENA business development |
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24OCT07: Conrad Kozak wins new responsibilities in JPMorgan realignment |
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24OCT07: John Hancock appoints JPMorgan for SMA administration |
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09OCT07: American Century consolidates with JPMorgan |
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08OCT07: Mike Clark quits JPMorgan to join Fidelity Investments |
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08OCT07: JPMorgan launches private-label custody solution |
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28SEP07: JPMorgan wins USD82bn mandate from Washington State |
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20SEP07: FRM appoints JPMorgan for USD10bn funds of funds mandate |
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14SEP07: JPMorgan wins two small UK pension plan mandates |
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02AUG07: ICI consolidates pension funds with JPMorgan |
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01AUG07: JPMorgan adds senior management to Asia hedge fund services team |
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30JUL07: JPMorgan makes progress in US middle market sector |
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18JUL07: JPMorgan passes USD1trn in trustee and depositary assets |
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02JUL07: JPMorgan makes progress with derivatives collateral management service |
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29JUN07: JPMorgan makes progress with middle-market UK pension funds |
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20JUN07: JPMorgan expands in the Netherlands |
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18JUN07: JPMorgan merges investment bank and securities services operations |
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15MAY07: JPMorgan appoints Huw Jones as head of PEq services in London |
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01MAY07: JPMorgan wins mandate for UK's Pension Insurance Corporation |
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18APR07: JPMorgan appointed to administer property and PEq funds for Ireland's National Pensions Reserve Fund |
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12APR07: JPMorgan launches two investment improvement services |
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10APR07: JPMorgan expands fund services operations in Boston |
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27MAR07: Ziegler appoints JPMorgan to support new ETFs |
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27MAR07: Allison Coleman joins Northern Trust's US sales team from JPMorgan |
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06MAR07: Jim Clark quits State Street to head EMEA transfer agency for JPMorgan |
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05MAR07: Wellcome Trust appoints JPMorgan for GBP9.5bn mandate |
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01MAR07: JPMorgan wins custody mandate for London Borough of Southwark |
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27FEB07: JPMorgan to acquire US TA provider |
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23FEB07: ProShare hands another 12 ETFs to JPMorgan |
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15FEB07: JPMorgan wins third-party FI lending mandate from NY Teachers |
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01FEB07: Industry veteran Bill Smith joins JPMorgan's securities lending team |
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31JAN07: Broadgate quits Northern Trust to join JPMorgan's European pension team |
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23JAN07: USS reappoints JPMorgan as custodian for internally managed assets |
| 10JAN07: JPMorgan breaks into MFS |
| 09JAN07: HM Capital Partners outsources PEq administration to JPMorgan |
| 2006 |
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22DEC06: JPMorgan adds global custody assets from Ohio State Treasurer |
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18DEC06: Old Mutual Asset Managers agrees outsourcing deal with JPMorgan in South Africa |
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12DEC06: JPMorgan completes BGI European outsourcing transition |
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07DEC06: JPMorgan to provide managed account administration for Modern Asset Management |
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29NOV06: Francis Jackson begins shake-up at JPMorgan |
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03NOV06: Mellon completes transition management mandate for North Yorkshire |
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01NOV06: JPMorgan wins USD8bn mandate from Oklahoma Teachers |
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24OCT06: JPMorgan completes GBP1bn transition for Lincolnshire CC |
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06OCT06: Colle hired from JPMorgan as product head for BNP Paribas |
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25SEP06: Francis Jackson joins JPMorgan as Dick Feehan leaves |
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18SEP06: Mark Kelley leaves Citigroup to take up senior role with JPMorgan |
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18SEP06: Virginia Meany leaves JPMorgan to take up senior role with State Street |
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29AUG06: JPMorgan boosts US asset managers sales team with Donatell and Scott |
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15AUG06: Threadneedle signs outsourcing deal with JPMorgan |
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01AUG06: JPMorgan hires F&C's Melling as outsourcing technology strategist |
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19JUL06: JPMorgan wins USD700bn Freddie Mac mandate |
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18JUL06: JPMorgan cross-sells custody to UJA-Federation of New York |
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12JUL06: Nordea consolidates Luxembourg custody with JPMorgan |
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11JUL06: Burchell quits BNY to join Fraser at JPMorgan |
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03JUL06: ABN AMRO Mellon takes North Yorkshire mandate from JPMorgan |
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27JUN06: ProShares appoints JPMorgan for ETF services |
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27JUN06: HSBC hires Shill as deputy head of tax services |
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26JUN06: Threadneedle goes exclusive with JPM on outsourcing |
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07JUN06: Royal Mail consolidates segregated assets with JPMorgan |
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06JUN06: JPMorgan launches Nordic clearing and settlement service |
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01JUN06: Charles Schwab appoints JPM for SMA administration |
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25MAY06: HSBC ties up outsourcing deal with Royal London Asset Management |
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23MAY06: Merchant Navy drops JPMorgan and moves to ABN AMRO Mellon |
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22MAY06: ABN AMRO Mellon replaces JPMorgan at Railpen |
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11MAY06: Jon Lloyd leaves BNP Paribas to join JPMorgan |
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10APR06: JPMorgan Chase and BNY agree to asset swap |
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28FEB06: Fraser confirmed as head of pensions at JPM |
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16FEB06: Cazenove transfers funds to JPMorgan platform |
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14FEB06: JPMorgan acquires Paloma's operations |
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03FEB06: Ebenston joins JPMorgan as product executive in UK |
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31JAN06: North joins Mellon to run international IMS business development |
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30JAN06: Kunkle joins JPMorgan's securities lending team |
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30JAN06: Schroders to end UK custody, recommending JPMorgan |
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17JAN06: JPMorgan Chase sells CD clearing centre to Deutsche Bank |
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2005 |
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14DEC05: Stanton joins JPMorgan from BNY to head manager sales team |
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13DEC05: JPMorgan wins Dutch transition management mandate |
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15NOV05: JPM launches private equity admin service |
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24OCT05: Campbell Fleming heads UK business at JPMAM |
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20OCT05: Bourgi leaves JPMorgan |
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20OCT05: JPMorgan wins Lee Munder SMA mandate |
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18OCT05: JPM wins Kiewit mandate |
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13OCT05: Rabobank appoints JPM for USD clearing |
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12OCT05: Gartmore appoints JPM for SMA outsourcing |
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07OCT05: Pensions expert Curtis moves to JPMAM |
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07OCT05: Eardley joins Scottish accountants |
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05OCT05: Sausville Arthus joins DTCC |
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30SEP05: Tidy joins JPM sec lending sales team |
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30SEP05: JPMorgan sells BrownCo to E*Trade for $1.6bn |
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23SEP05: JPMorgan transitions North Yorkshire funds |
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20SEP05: JPMorgan sells Plexus to ITG |
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12SEP05: Colangelo joins JPM in US clearing strategic role |
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07SEP05: JPMorgan launches new reporting portal |
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07SEP05: Norwegian banks appoint JPM for custody mandate |
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01SEP05: Manhold steps down at JPM WSS |
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01SEP05: JPM wins first ABS tri-party deal in Europe |
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15AUG05: JPMorgan launches derivatives collateral management service |
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13JUL05: JPMorgan plays catch up with new performance service |
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12JUL05: JPMorgan hires two for EMEA securities lending |
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01JUL05: JPMorgan and Schroders admit defeat on UK outsourcing deal |
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29JUN05: Georgia has JPM on its mind for securities lending |
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08JUN05: JPMorgan launches electronic distribution of shareholder comms |
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26MAY05: Aviva outsources Lux accounting to JPM |
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11MAY05: Westwell joins BNY as client executive |
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25APR05: JPMorgan squeezes two businesses into one |
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06APR05: Old Mutual awards $14bn mandate to JPMIS |
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31MAR05: JPMIS hires two for pension fund client services |
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02MAR05: JPMIS wins Swiss mandate |
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24FEB05: JPMIS launches e-tax database |
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23FEB05: JPMIS wins bank mandate in Denmark |
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27JAN05: Swayne quits JPMIS to be replaced by part-time leader |
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24JAN05: JPMIS restructures outsourcing business |
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13JAN05: Leary to lead JPMIS compliance service |
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13JAN05: NYME signs up for JPMIS message management service |