rbc dexia
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2008 | |||
| Optimum Asset Management | Canada | GC, FP, TA | N/D |
| Investec Asset Management | Luxembourg | TA | GBP3,500 |
| Vontobel Asset Management | Luxembourg | GC, TA, FA | EUR11,000 |
| AEGON Canada | Canada | IA | CAD8,500 |
| Brickburn Asset Management | Canada | GC, FS | N/A |
| Swisscanto | Switzerland | FS | EUR16,000 |
| Genus Capital Management | Canada | GC, FP, TA, SL | CAD1,600 |
| Close Wealth Management | UK | GC, FX | GBP1,500 |
| 2007 | |||
| AXA Australia | Australia | GC | N/A |
| Maple-Brown Abbott | Ireland | GC, FA, TA | N/A |
| Cayman National Securities | Grand Cayman | GC, SL | N/A |
| SEAMARK Asset Management | Canada | GC, FA, FX, SL | N/A |
| Ark Fund Management | Canada | GC, TA, FP | N/A |
| Bridgewater Bank | Canada | GC | N/A |
| IA Clarington Investments | Canada | GC | CAD5,000 |
| Titan Funds | Canada | GC, IA | N/A |
| First State Investments | Luxembourg | GC, FA, TA | N/A |
| Université du Québec | Canada | GC, SL | CAD2,300 |
| Treasury Group | Ireland | GC, FA, TA | N/A |
| Swiss Re | UK | GC, FP | GBP1,750 |
| Guardian Capital | CAN | GC, FA, SL | N/A |
| Claymore Investments | CAN | GC, FA, SL | N/A |
| Schroder Investment Management (Luxembourg) | CAN | FA | N/A |
| 2006 | |||
| PKB Privatbank | SWI | GC, FA, TA, CO | N/A |
| Ord Minnett | AUS | GC, IA | N/A |
| Denning Pryce | AUS | GC, IA, TA | N/A |
| ING Canada | CAN | GC, SL | CAD7,000 |
| Manulife Financial | CAN | FA | CAD26,000 |
| Goldman Sachs JBWere Asset Management | AUS | FA, TA | AUD8,000 |
| 2005 | |||
| Old Mutual Asset Managers | UK | FA, TP | GBP3,500 |
| Mavrix Fund Management | CAN | FP | N/A |
| 2004 | |||
| Assante Asset Management | CAN | C$8,000 | |
| Hermes Pensions Management | UK | GBP500 | |
| ARC Financial Corporation | CAN | N/A | |
| 2003 | |||
| JBWere Investment Management | AUS | A$3,000 | |
| City of Saskatoon | CAN | C$600 | |
| CI Mutual Funds | CAN | C$2,200 | |
| Winnipeg Foundation | CAN | C$300 | |
| Legg Mason Canada | CAN | C$5,000 | |
| 2002 | |||
| Edinburgh Fund Managers | UK | USD2,750 | |
| CI Mutual Funds | CAN | N/A | |
| Sun Life of Canada | CAN | N/A | |
| 2001 | |||
| CI Mutual Funds | CAN | CAD23,000 | |
| ING Funds | CAN | CAD300 | |
| Sigma Finance Corp. | CAN | CAD50,000 | |
| Bombardier | CAN | CAD2,800 | |
| Comerica | US | CAD1,000 |
| DATE | FROM | JOB TITLE | LOCATION | |
| Wesley Palmer | October 2008 | National Australia Bank | Director, business development | Australia |
| Helena White Chan | October 2008 | Reuters | Director, business development, HK & Northern Asia | Hong Kong |
| Richard Hale | October 2008 | J.P. Morgan | Head of sales and relationship management, UK, Ireland & Middle East | UK |
| Padraig Kenny | September 2008 | Private Wealth Managers | MD, Ireland | Ireland |
| Nick Emmins | September 2008 | BNP Paribas | Sales & relationship management director | UK |
| Conor Hoey | September 2008 | Capita Group | Sales & relationship management director | UK |
| Jason Conway | August 2008 | ICFA | Senior manager, communications | UK |
| Phil Ludgate | August 2008 | Capita Financial | Head of product management, securities services | UK |
| Michael Bonhote | July 2007 | N/A | Regional head, sales & relationship management | Australia |
| Joanna Meager | June 2007 | Deutsche Bank | UK managing director | UK |
| Stephen Donnet | June 2007 | Citigroup | Senior manager, client solutions | UK |
| Rob Lowe | June 2007 | Beach Capital Management | Sales support manager | UK |
| Peter Fairweather | June 2007 | Mellon | Director, relationship management | UK |
| Kevin O'Neill | June 2007 | Mellon | Director, US business development | UK |
| Robert Manderscheid | January 2007 | Standard & Poor's | Head of sales and relationship management, continental Europe | Luxembourg |
| Yves Lahaye | January 2007 | Dexia BIL | Head of business support | Luxembourg |
| Brigitte Simard | January 2007 | IBM Global Services | Director, relationship management | Canada |
| Guy Mettrick | January 2007 | Pegasystems | Director, business development | UK |
| José Santamaria | January 2007 | RBC Global Private Banking | Director, relationship management | UK |
| Conlon Chen | September 2006 | State Street | Deputy MD, Hong Kong | Hong Kong |
| Christopher Stuart-Sinclair | August 2006 | State Street | Head of operations | Luxembourg |
| Keri Smith | May 2006 | Investors Bank & Trust | Director, network management | UK |
| Neale Martin | September 2005 | Tower | Head of compliance and risk mgt. (RBC) | Australia |
| Gordon Little | August 2005 | Independent consultant | Director of IT services (RBC) | Australia |
| John Lockbaum | July 2005 | ING Wealth Management | Head of fund services, Canada (RBC) | CAN |
| Yvonne Hurst | July 2005 | The Bank of New York | Senior manager, fund accounting and reporting (RBC) | UK |
| Steve Evans | July 2005 | Lifetime Group | Programme manager, UK fund services (RBC) | UK |
| Margaret Potter | July 2005 | ABN AMRO Mellon | Director, relationship management (RBC) | UK |
| Rob Chowdury | May 2005 | Omgeo | Director, business development (RBC) | Australia |
| Simon Shapland | May 2004 | Bisys | Head of sales and RM (RBC) | UK |
| Luc Leleux | October 2003 | State Street | Sales (RBC) | Luxembourg |
| Rob Messenger | October 2003 | Invesco | Client solutions (RBC) | UK |
| Tony Johnson | March 2003 | Bisys | Global head, sales and RM (RBC) | UK |
| Stephen Bowhill | June 2002 | K-Tek | Regional vice president, Australia and Asia (RBC) | Australia |
| Kate Homewood | March 2002 | N/A | Relationship management (RBC) | UK |
| Simon Coleman | November 2001 | ING Barings | Director of operations (RBC) | UK |
| Gwen Sugiyama | May 2001 | ABN AMRO Bank Canada | Risk policy director (Royal Trust) | Canada |
| Vivienne Lum | May 2001 | State Street | Risk assessment director (RT) | Canada |
| Geoff Pike | May 2001 | Scudder Threadneedle | Risk management director, global custody (RT) | UK |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| JUN 05 | RBC | Dexia | Merger of investor services business | N/A |
| NOV 04 | Dexia Fund Services | Banque de Neuflize | Acquisition of FMS Hoche in France by Dexia | N/D |
| APR 02 | RBC Global Services | RiskMetrics | Strategic alliance for a new integrated risk analytics and management product, Benchmark Risk Management | N/D |
| MAY 01 | Royal Trust | Perpetual Trustees Australia | Acquisition of Perpetual Fund Services | AUD30m |
| AUG 00 | Royal Trust | SEI Investments Canada | Acquisition of SEI's performance measurement business | N/D |
| CLIENT | DATE | LOCATION | SERVICES |
| Old Mutual Asset Managers | 2005 | UK | Fund administration |
| 2008 |
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09DEC08: Old Mutual outsources UK TA to IFDS |
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30OCT08: RBC Dexia strengthens Asia Pacific client team |
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24OCT08: Richard Hale quits J.P. Morgan to join RBC Dexia |
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20OCT08: Optimum chooses RBC Dexia for new pooled funds |
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17OCT08: RBC Dexia opens operations hub in Malaysia |
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19SEP08: RBC Dexia appoints Padraig Kenny to head Ireland |
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03SEP08: RBC Dexia hires two sales directors in UK |
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28AUG08: Investec hands GBP3.5bn TA mandate to RBC Dexia |
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26AUG08: Vontobel Asset Management moves EUR11bn fund portfolio to RBC Dexia |
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21AUG08: Jason Conway leaves ICFA to join RBC Dexia |
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05AUG08: Phil Ludgate joins RBC Dexia as product management head |
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10JUL08: RBC Dexia signs accounting outsourcing deal with AEGON Canada |
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20JUN08: RBC Dexia to service new fund family for Brickburn |
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21MAY08: VenGrowth replaces RBC Dexia with CIBC Mellon for five investment funds |
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15MAY08: Swisscanto hands EUR16bn Luxembourg mandate to RBC Dexia |
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12MAY08: Susan Pike to lead market products and services group for RBC Dexia |
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02APR08: Simon Shapland promoted to European role at RBC Dexia |
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14FEB08: RBC Dexia wins CAD1.6bn mandate from Genus |
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22JAN08: RBC Dexia wins Close mandate in the UK |
| 2007 |
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18DEC07: AXA Australia expands relationship with RBC Dexia |
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20NOV07: Maple-Brown Abbott appoints RBC Dexia for new Dublin funds |
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20NOV07: RBC Dexia wins custody and lending mandate for Cayman National Securities |
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15NOV07: RBC Dexia appointed by SEAMARK to service new mutual funds |
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12NOV07: RBC Dexia wins administration mandate from Ark Fund Management |
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08OCT07: RBC Dexia wins Canadian bond mandate from Bridgewater Bank |
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08OCT07: RBC Dexia wins CAD5bn mandate from IA Clarington |
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29AUG07: Titan Funds appoints RBC Dexia for new fund launch |
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30JUL07: RBC Dexia wins First State mandate for infrastructure fund |
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30JUL07: RBC Dexia wins Quebec university mandate |
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30JUL07: Treasury Group broadens relationship with RBC Dexia |
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18JUL07: RBC Dexia launches unit registry service in Australia |
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11JUL07: Kate Homewood appointed head of UK client service for RBC Dexia |
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29JUN07: RBC Dexia wins new mandate from Swiss Re |
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25JUN07: Joanna Meager confirmed as UK MD for RBC Dexia |
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09MAY07: RBC Dexia wins Guardian Capital mandate |
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02MAY07: RBC Dexia selected to support Claymore's new ETFs |
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10APR07: Schroder Luxembourg appoints RBC Dexia for Canadian recordkeeping services |
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06FEB07: BNP Paribas hires Dawans as Belgium fund administration head |
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31JAN07: RBC Dexia announces senior management changes |
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19JAN07: RBC Dexia hires three relationship management directors |
| 2006 |
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06DEC06: RBC Dexia and CI renew outsourcing agreement |
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24OCT06: Scott MacDonald to replace Alex Muto as head of RBC Dexia in Australia |
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17OCT06: Loehr replaces Malpas at RBC Dexia |
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02OCT06: Christophe Beelaerts joins BNP Paribas from RBC Dexia |
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19SEP06: Goldman Sachs JBWere expands relationship with RBC Dexia in Australia |
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18SEP06: RBC Dexia appoints Conlon Chen as HK deputy MD |
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08SEP06: Manulife appoints RBC Dexia for CAD26bn fund administration mandate |
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24AUG06: Stuart-Sinclair joins RBC Dexia as head of Luxembourg operations |
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29JUN06: Leleux quits RBC Dexia to join Fortis Prime Fund Solutions |
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29JUN06: RBC Dexia wins domestic custody mandate from ING Canada |
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26JUN06: RBC Dexia wins admin mandate for Australian start-up fund |
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17JUN06: Wilkins promoted to Americas regional head for RBC Dexia |
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09MAY06: Ontario Teachers reappoint RBC Dexia with expanded mandate |
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09MAY06: RBC Dexia appoints Keri Smith to network management role |
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03MAY06: Manitoba re-appoints RBC Dexia as Canadian custodian |
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03MAR06: Ord Minnett selects RBC Dexia for new fund |
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01MAR06: RBC Dexia wins Privatbank fund of hedge funds mandate |
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05JAN06: RBC and Dexia launch joint venture with USD2trn AUC |
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2005 |
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12SEP05: Martin joins RBC Australia as head of compliance and risk |
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23AUG05: RBC hires Little for IT in Oz |
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19JUL05: Lockbaum joins RBC as head of Canadian fund services |
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18JUL05: RBC adds Hurst and Evans to UK fund services team |
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15JUL05: Potter joins RBC as relationship management director |
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10JUN05: RBC and Dexia finally agree to a joint venture |
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26MAY05: Mavrix hands valuations to RBC |
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04MAY05: Homewood moves to Oz with RBC |
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25APR05: HSBC hires Nick Thomas from RBC |
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07MAR05: R&M says RBC is top custodian, while State Street is the worst |
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24FEB05: RBC makes UK fund admin breakthrough with Old Mutual |