MELLON
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| CLIENT | LOCATION | SERVICES | LOCAL CURRENCY VALUE (millions) |
| 2007 | |||
| Fitzwilliam | UK | FA, TA | GBP150 |
| Barnard College, Dickinson College, University of Tulsa | US | GC, PA | USD565 |
| State of Wisconsin Investment Board | US | GC, IA, PA, FX, SL | USD6,000 |
| Epoch Investment Partners | US | MA | USD55 |
| City of Jacksonville | US | GC, PA, FX, SL | USD2,500 |
| ABN AMRO | UK | FA, TA | N/A |
| State of North Carolina | US | GC, FX, PA | USD75,000 |
| Bear Stearns Asset Management | US | MA | N/A |
| Middlebury College | US | GC, PA, CM | USD887 |
| Royal Liver | UK | IA, TA | GBP3,000 |
| United Technologies Corporation Pension Plan | US | GC, CM, PA, TS | USD16,300 |
| 2006 | |||
| San Diego County Employees Retirement Association | US | GC, PA, SL, CM, FX | 6,900 |
| Provident Investment Counsel | US | IO, PA, CM, CR | 5,000 |
| Evercore Asset Management | US | TP, CR, PA | N/A |
| FRS Investment Plan | US | GC, PA | USD1,800 |
| ClariVest | US | IO | N/A |
| ABN AMRO Global Liquidity Fund | IRE | TS, IA | USD4,000 |
| Carleton College | US | GC, SL, PA | N/A |
| College of the Holy Cross | US | GC, SL, PA | N/A |
| George Washington University | US | GC, SL, PA | N/A |
| Trinity College | US | GC, SL, PA | N/A |
| Makena Capital | US | GC, SL, FP, FX | N/A |
| Focused Investors | US | GC, IA | N/A |
| California Insurance Guarantee Association | US | GC, FP | USD1,200 |
| Standard Chartered Global Liquidity Fund | IRE | GC, FA, TS | USD1,130 |
| River and Mercantile Asset Management | UK | GC, DS, TA, FA, PA | N/A |
| 2005 | |||
| Golden LEAF Foundation | US | GC, IA, PA | $400 |
| Copper Rock Capital Partners | US | IA, TP | N/A |
| Clover Capital Management | US | MA | N/A |
| Standard Life Investments | IRE | GC, FA, TS | $11,000 |
| Stephens Investment Management | US | TP, CR, CM, PA, FP | N/A |
| State Board of Administration of Florida | US | GC, SL, PA | $113,000 |
| Louisiana State Employees Retirement System | US | GC, SL, PA | $7,000 |
| 2004 | |||
| Kvaerner | US | N/A | |
| Hotchkis and Wiley Capital Management | US | N/A | |
| AEGON Asset Management UK | UK | N/A | |
| Texas Permanent School Fund | US | $19,500 | |
| TIAA-CREF | US | N/A | |
| Old Mutual Investment Partners | US | N/A | |
| F&C Asset Management | UK | N/A | |
| 2003 | |||
| Washington University | US | N/A | |
| LICR | US | 925 | |
| Minnesota Mutual | US | $7,100 | |
| Teachers' Retirement System of Louisiana | US | $11,000 | |
| F&C Management | UK | EUR60,000 | |
| 2002 | |||
| Rohm & Haas Pension Plan | US | 1,700 | |
| Nature Conservancy | US | 1,000 | |
| NFL Pension Plans | US | 1,000 | |
| School Employees Retirement System of Ohio | US | 7,000 | |
| Arizona State Retirement System | US | 18,000 | |
| M&S Financial Services | UK | GBP1,000 | |
| Teachers Retirement System of NY | US | $14,000 | |
| HVB Group | GER | N/A | |
| 2001 | |||
| MOSERS | US | 5,500 | |
| Baltimore County | US | 2,000 | |
| Commonwealth of Virginia | US | 37,000 | |
| Direct Line | UK | N/A | |
| 2000 | |||
| Duke University | US | USD4,200 | |
| Virginia Tech Foundation | US | USD370 | |
| The Music Center Foundation | US | USD100 | |
| Verizon | US | USD17,000 | |
| TCW | US | USD85,000 | |
| 1999 | |||
| Pension Reserves Investment Management Board | US | USD25,000 | |
| Bank of Scotland | UK | N/A |
| DATE | FROM | JOB TITLE | LOCATION | |
| Anthony Macdonald | May 2007 | BGI | Client relationship manager, Mellon Analytical Solutions | UK |
| Michael Simpson | April 2007 | State Street | Client relationship manager, Mellon Analytical Solutions | UK |
| Steve Lane | March 2007 | Citigroup | Client relationship executive | UK |
| Richard Crannis | February 2007 | Financial Services Authority | Senior compliance manager | UK |
| Dean Handley | January 2007 | ABN AMRO Mellon | Head of asset servicing sales | UK |
| Stephen Trott | December 2006 | DST International | Client relationship executive | UK |
| Ismail Dawood | November 2006 | Wachovia | Head of corporate strategy and development | US |
| Robert Fort | June 2006 | Reserve Management Corporation | Director, US collateral reinvestment | US |
| David Horne | March 2006 | BNP Paribas | Client executive, IMS | UK |
| Carl Anderson | February 2006 | BNY | Head of transaction processing, TA | UK |
| Bob Kelly | January 2006 | Wachovia | Chairman & CEO | US |
| Paul North | January 2006 | JPMorgan | Head of business development, IMS international | UK |
| Elsa Heitzig | January 2006 | Bank of Montreal | Product specialist, DPM Mellon | UK |
| John Egar | November 2005 | N/A | Head of marketing, transition management | Canada |
| David Copley | September 2004 | DeAM | Executive director, IMS | UK |
| Drew Pace | May 2004 | State Street | Director, sales and marketing | US |
| Gunjan Kedia | March 2004 | McKinsey | Director, ops strategy | US |
| Lawrence Langenham | October 2003 | JPMFAM | Client relations | UK |
| Cathy Kinsella | October 2003 | HSBC | Trustee manager | Ireland |
| Kevin O'Neill | July 2003 | BoI Asset Management | Business development | Ireland |
| Stuart Kent | July 2003 | JPMIS | Relationship management | Ireland |
| Paul Crockett | April 2003 | N/A | Head of implementation, IMS | UK |
| Kevin Potts | January 2003 | BNP Paribas | MD, offshore fund admin. | Ireland |
| Brendan Leddy | September 2002 | Salomon Smith Barney/Citigroup | Risk and compliance officer | Ireland |
| Anthony North | May 2002 | FundsHub | Business development manager | UK |
| John Maguire | January 2002 | Clydesdale | COO | Ireland |
| David Dobinson | August 2001 | United Assurance | Head of fund accounting | UK |
| Andy Tamlyn | August 2001 | Bisys | Head of DC pensions operations | UK |
| John Maguire | August 2001 | Clydesdale | COO, Dublin | Ireland |
| Warren Maynard | February 2001 | Royal Trust | Head of business development, sec. lending | Canada |
| Harley Murphy | September 2000 | ABN AMRO | MD | Ireland |
| Stewart Copland | September 2000 | KPMG | Head of new business, fund admin. | UK |
| Tim Harrison | September 2000 | Abbey National | Head of marketing | UK |
| Conor Hoey | September 2000 | Bacon & Woodrow | Head of pensions new business | UK |
| Jeff Newman | April 2000 | MSDW | President, Securities Lending | US |
| Julian Tregoning | February 2000 | Fleming Asset Management | Marketing director | UK |
| Peter Fairweather | February 2000 | RETCO | Client relations director | UK |
| Peter Christmas | April 1999 | State Street | Head of client services | UK |
| Roy Simpson | April 1999 | Merrill Lynch | Head of operations | UK |
| DATE | COUNTERPARTIES | DEAL | PRICE | |
| DEC 06 | The Bank of New York | Mellon | Proposed merger | N/A |
| NOV 05 | Mellon | Russell Investment Group | Acquisition of Russell's share of Russell/Mellon | N/A |
| MAR 05 | Affiliated Computer Services | Mellon | Sale of Mellon's HR consulting and outsourcing businesses | $405m |
| JAN 05 | Mellon | DPM | Purchase of DPM, a hedge fund administrator | N/D |
| JUL 02 | Mellon | ABN AMRO | Formalisation of alliance as joint venture | N/D |
| JAN 02 | Russell/Mellon Analytical Services | Combined Actuarial Performance Services | Acquisition of CAPS | N/D |
| SEP 01 | Mellon | Eagle Investment Systems | Acquisition of Eagle | N/D |
| JUL 01 | Citizens Financial | Mellon | Acquisition of Mellon's mid-Atlantic region consumer, small business and certain middle market banking operations | $2bn |
| OCT 00 | Mellon Financial | Chase Manhattan | Acquisition of Chase's 50% stake in ChaseMellon Shareholder Services | N/D |
| FEB 00 | Mellon Trust | Cap Gemini, AssureWeb, European Fund Administration, First European Transfer Agency, Interactive Investor International, Microsoft | Memorandum of understanding to facilitate the establishment of e-business for the European mutual fund industry |
N/D |
| MAY 99 | CIBC Mellon | Bank of Montreal | Acquisition of BoM's global custody business | N/D |
| CLIENT | DATE | LOCATION | SERVICES |
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Focused Investors |
2006 | US |
Back-office administration |
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ClariVest Asset Management |
2006 | US |
Investment operations |
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Evercore Asset Management |
2006 | US |
Back-office operations |
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Provident Investment Counsel |
2006 | US |
Back-office operations, institutional clients |
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Stephens Investment Management |
2005 | US | Investment operations |
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Copper Rock Capital Partners |
2005 |
US |
Institutional investment operations |
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Clover Capital Management |
2005 | US |
Managed accounts administration |
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Old Mutual Investment Partners |
2004 | US |
Managed accounts administration |
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Hotchkis & Wiley Capital Management |
2004 | US |
Investment operations |
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TIAA-CREF Asset Management |
2004 | US |
Institutional investment operations |
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F&C Management |
2003 |
UK |
Institutional investment operations |
| TCW | 2000 | US |
Investment operations |
| 2007 |
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22JUN07: Mellon adds fund admin and TA to Fitzwilliam mandate |
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21JUN07: Mellon wins three US endowment fund mandates |
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19JUN07: Wisconsin extends asset servicing relationship with Mellon |
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15JUN07: Mellon wins managed accounts mandate from Epoch |
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01JUN07: Mellon wins USD2.5bn City of Jacksonville mandate |
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25MAY07: BNY and Mellon shareholders approve merger |
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22MAY07: Mellon wins administration mandate for ABN AMRO funds |
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16MAY07: Macdonald leaves BGI to join Mellon Analytical Solutions |
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15MAY07: F&C ends outsourcing agreement with Mellon |
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08MAY07: Mellon wins USD75bn mandate from State Of Carolina |
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17APR07: Sheena Wilson appointed as head of Mellon's Indian operations |
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05APR07: Michael Simpson joins Mellon Analytical Solutions |
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04APR07: Mellon to administer managed accounts for Bear Stearns Asset Management |
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19MAR07: Steve Lane joins Mellon from Citigroup |
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15FEB07: Bill Pryor quits Mellon to run performance and analytics for State Street |
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14FEB07: Mellon wins Middlebury College endowment mandate |
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13FEB07: Mellon appoints Crannis as senior compliance manager |
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07FEB07: Royal Liver expands mandate with Mellon |
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25JAN07: Handley moves across to Mellon to head asset servicing sales |
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25JAN07: Mellon wins UTC's USD16bn pension plan mandate |
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19JAN07: Langley appointed as relationship head for MAS in Europe |
| 11JAN07: Mellon launches OTC derivatives valuation service |
| 2006 |
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12DEC06: Steve Trott joins Mellon as senior client relations executive |
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04DEC06: The Bank of New York and Mellon announce merger agreement |
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22NOV06: Mellon wins fund administration mandate for River and Mercantile |
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20NOV06: Dawood joins Mellon as head of corporate strategy and development |
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03NOV06: Mellon completes transition management mandate for North Yorkshire |
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02NOV06: Jack Klinck quits Mellon to take up senior product role with State Street |
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25OCT06: US Bancorp expands relationship with Eagle Investment Systems |
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28SEP06: Texas Employees System goes live on Eagle STAR |
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19SEP06: Mellon to service Standard Chartered liquidity fund |
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14SEP06: Mellon wins USD1.2bn mandate in California |
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13SEP06: Mellon appointed to administer back office for Focused Investors |
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30AUG06: Mellon shakes up Eagle's senior management team |
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10AUG06: Priestley replaces Brant as international head of Mellon Analytical Solutions |
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13JUL06: Copley quits Mellon to join Northern Trust as European outsourcing head |
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17JUN06: Makena Capital appoints Mellon for investor services |
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06JUN06: Mellon adds two directors to securities lending business |
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22MAY06: McKay leaves Mellon Europe |
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17MAY06: Mellon wins four more US university endowment mandates |
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09MAY06: Palermo takes charge of all asset servicing at Mellon |
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08MAY06: Mellon wins ABN AMRO global liquidity fund mandate |
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02MAY06: Leddy joins ABN AMRO Mellon as head of sales |
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25APR06: ClariVest appoints Mellon as back-office service provider |
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17MAR06: Mellon hires David Horne as senior client executive for IMS |
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15MAR06: Mellon combines MAS and Eagle performance units |
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28FEB06: Mellon wins further Florida mandate |
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08FEB06: Mellon to administer the back office for Evercore Asset Management |
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06FEB06: Anderson joins Mellon as head of TA transaction processing |
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03FEB06: Provident outsources institutional processing to Mellon |
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02FEB06: San Diego consolidates custody with Mellon |
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31JAN06: Kelly appointed chairman and CEO of Mellon Financial |
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31JAN06: North joins Mellon to run international IMS business development |
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30JAN06: Mellon wins R&M Dublin trustee survey |
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30JAN06: DPM Mellon opens in Dublin |
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04JAN06: Citi tops R&M UK trustee survey, as Mellon wins in Dublin |
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03JAN06: Kedia promoted to run IMS Americas for Mellon |
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2005 |
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16NOV05: Mellon appoints Egar to head Canadian TM marketing |
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01NOV05: F&C pulls the plug on Mellon outsourcing negotiations |
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13OCT05: Mellon/ABN AMRO Mellon take Performance Explorer |
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29SEP05: Shearan promoted to Mellon CIO |
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27SEP05: Mellon hires headhunter to look for successor to McGuinn |
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13SEP05: F&C and Mellon fall behind on outsourcing deal |
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12SEP05: Mellon takes full control of Russell/Mellon JV |
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23AUG05: Mellon wins another Louisiana mandate |
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17AUG05: Mellon wins Florida state mandate |
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26JUL05: McKay promoted to head Mellon's international IMS business |
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12JUL05: Mellon wins Stephens' outsourcing mandate |
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01JUL05: Mellon adds consulting service to outsourcing product range |
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30JUN05: SLI appoints Mellon for Dublin money market fund |
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27MAY05: Mellon loses more on HR&IS sale |
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20MAY05: Mellon wins managed accounts mandate from Clover Capital |
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16MAY05: Mellon wins Copper Rock outsourcing mandate |
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25APR05: Mellon appoints Murphy as Ireland country manager |
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31MAR05: Mellon's Klinck to return to US this summer |
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17MAR05: Mellon finally offloads HR businesses |
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15MAR05: Golden LEAF selects Mellon for custody |
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20JAN05: Mellon to acquire hedge fund administrator DPM |
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